Transfer Agent Advisory Content

April 16, 1992 TO: TAX COMMITTEE NO. 15-92 OPERATIONS COMMITTEE NO. 11-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 22-92 RE: IRS ANNOUNCES ELECTRONIC TAX FILING NATIONAL CONFERENCES AND EXHIBITIONS __________________________________________________________ In the attached notice, the IRS...

April 16, 1992 TO: TAX MEMBERS NO. 25-92 OPERATIONS MEMBERS NO. 17-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 23-92 RE: IRS ANNOUNCEMENT ON REVISED FORM W-9 __________________________________________________________ The attached IRS announcement reminds filers of tax information returns...

April 14, 1992 TO: OPERATIONS COMMITTEE NO. 10-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 20-92 RE: PROPOSED LEGISLATION TO PREVENT ABUSES OF ELECTRONIC MONITORING IN THE WORKPLACE __________________________________________________________ Attached for your review is a copy of H.R. 1218...

April 3, 1992 TO: OPERATIONS COMMITTEE NO. 9-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 19-92 RE: REQUEST FOR SIGNATURE GUARANTEE POLICIES & PROCEDURES UNDER RULE 17Ad-15 __________________________________________________________ Participants at the March 21, Operations Committee...

April 2, 1992 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 18-92 RE: MEETING AGENDA - APRIL 9, 1992 __________________________________________________________ Attached is the agenda for the Transfer Agent Advisory Committee meeting starting at 9:30 a.m. at the Capital Hilton Hotel...

April 1, 1992 TO: MEMBERS - ONE PER COMPLEX NO. 10-92 CLOSED-END FUND MEMBERS NO. 18-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 10-92 INVESTMENT ADVISER MEMBERS NO. 14-92 OPERATIONS MEMBERS NO. 15-92 SEC RULES MEMBERS NO. 15-92 SMALL FUNDS MEMBERS NO. 4-92 STATE SECURITIES MEMBERS NO...

1 */ Rev. Proc. 91-36, for example, was discussed in and attached to Institute Memorandum to Accounting/Treasurers Committee No. 18-91, Closed-End Fund Members No. 28-91, Operations Members No. 18-91, Pension Members No. 25-91, Tax Members No. 26-91, Transfer Agent Advisory Committee...

March 24, 1992 TO: TAX MEMBERS NO. 17-92 OPERATIONS MEMBERS NO. 12-92 CLOSED-END FUND MEMBERS NO. 15-92 ACCOUNTING/TREASURERS MEMBERS NO. 14-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 15-92 RE: 1992 TAX INFORMATION REPORTING AND WITHHOLDING COMPLIANCE WORKSHOPS _________________________...

11/ The pension simplification provisions are described in a separate memorandum to Pension Members. 22/ See Institute Memoranda to Tax Members No. 14-92, Closed-End Fund Members No. 12-92, Unit Investment Trust Members No. 17-92, Accounting/Treasurers Members No. 10-92, Operations...

March 18, 1992 TO: TRANSFER AGENT ADVISORY COMMITTEE NO. 13-92 RE: STATUS OF COMMITTEE PROJECTS __________________________________________________________ The status of each of the Transfer Agent Advisory Committee's (TAAC) outstanding projects are summarized below. 1. Confirmation...