October 31, 1994
TO: ACCOUNTING/TREASURERS COMMITTEE NO. 54-94
BANK INVESTMENT MANAGEMENT MEMBERS NO. 31-94
CLOSED-END FUND MEMBERS NO. 35-94
COMPLIANCE COMMITTEE NO. 20-94
CUSTODIAN ADVISORY COMMITTEE NO. 2-94
INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 44-94
INVESTMENT ADVISER MEMBERS NO. 49-94
MEMBERS - ONE PER COMPLEX NO. 83-94
SEC RULES MEMBERS NO. 77-94
TRANSFER AGENT ADVISORY COMMITTEE NO. 44-94
UNIT INVESTMENT TRUST MEMBERS NO. 40-94
RE: REMINDER - 1994 ICI SECURITIES LAW PROCEDURES CONFERENCE
__________________________________________________________
As we previously informed you, the ICI Education Foundation
will sponsor the 1994 ICI Securities Law Procedures Conference on
December 1-2 at the Grand Hyatt Washington, 1000 H Street, NW
Washington, DC.
Representatives from the mutual fund industry, outside
counsel, the SEC's Division of Investment Management, and the NASD
will comprise six panels which will focus on current issues
regarding disclosure policy, rulemaking, compliance, investment
company advertising, money market funds and personal investing.
Please refer to the enclosed brochure for further details.
If you have not already registered for the conference, please
return the registration form at the back of the brochure with the
appropriate fee to the Institute. Conference registration
cancellations made after November 21 will incur a $75 penalty. If
you have any questions regarding registration, please call our
conference department at (202)326-5968.
The Grand Hyatt Washington is holding a block of rooms for
conference attendees until November 8. The room rate is $162
single/double. Please call the Grand Hyatt Washington at (202)582-
1234 to make your hotel reservations. Be sure to mention that you
will be attending the ICI conference. Additionally, discounted
airfare to the conference is available by calling United Airlines
at (800)521-4041 (give I.D. No. 578WJ) or Delta Airlines at
(800)241-6760 (give Ref. File. No. N1199).
We look forward to seeing you in December.
Kathleen V. Orem
Administrative Assistant
Securities and Financial
Regulation
Enclosure