November 5, 1993
TO: ACCOUNTING/TREASURERS COMMITTEE NO. 37-93
BANK INVESTMENT MANAGEMENT MEMBERS NO. 29-93
CLOSED-END FUND MEMBERS NO. 34-93
COMPLIANCE COMMITTEE NO. 27-93
CUSTODIAN ADVISORY COMMITTEE NO. 3-93
INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 43-93
INVESTMENT ADVISER MEMBERS NO. 54-93
MEMBERS - ONE PER COMPLEX NO. 75-93
SEC RULES MEMBERS NO. 89-93
TRANSFER AGENT ADVISORY COMMITTEE NO. 54-93
UNIT INVESTMENT TRUST MEMBERS NO. 41-93
RE: REMINDER - 1993 ICI SECURITIES LAW PROCEDURES CONFERENCE
__________________________________________________________
As we recently informed you, the ICI Education Foundation will sponsor the
1993 ICI Securities Law Procedures Conference on December 2-3 at the Grand Hyatt
Hotel in Washington, DC.
Representatives from the mutual fund industry, outside counsel, the SEC’s
Division of Investment Management, the CFTC, the NASD and the Office of the
Comptroller of the Currency will comprise seven panels which will focus on
current issues regarding disclosure policy, rulemaking, compliance, closed-end
funds and investment company advertising. There will also be panels on bank
mutual fund activities and derivative instruments. Please refer to the enclosed
program for further details.
If you have not already registered for the conference, please return the
registration form at the back of the brochure with the appropriate fee to the
Institute. If you have any questions regarding conference registration, please
call (202)955-3508.
Hotel reservations may be made by calling the Grand Hyatt Hotel at
(202)582-1234. Be sure to mention that you will be attending the ICI Securities
Law Procedures Conference.
We look forward to seeing you in December.
Susan S. Burgess Kathleen V. Orem
Legal Assistant Administrative Assistant
Enclosure