Securities Operations Advisory Group Content

[31011] January 5, 2018 TO: Securities Operations Advisory Committee RE: Securities Operations Advisory Committee Meeting - Tuesday February 27, 2018 The next meeting of the ICI’s Securities Operations Advisory Committee (SOAC) will take place on Tuesday, February 27, 2018, from 9:00...

[31001] January 3, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global Trading and Markets RE: Hong Kong SFC Proposes New Derivatives...

[30994] December 22, 2017 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee SEC Rules Committee Securities Operations Advisory Committee Small Funds Committee Tax Committee Variable...

[30978] December 15, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee International Operations Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global Operations Trading and Markets RE: Joint Trades Submit...

[30958] November 22, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: Europe Finalizes Rules on Indirect Clearing Arrangements The European Union recently finalized...

[30954] November 17, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global RE: EU Trading Obligation...

[30921] October 23, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: ICI Global Submits Comment Letter on European Commission Proposal to Impose Location Requirement on...

[30913] October 17, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: Draft ICI Global Comment Letter on European Commission Proposal to Impose Location Requirement on...

[30903] October 10, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global RE: EU Adopts Rules Requiring...

[30900] October 4, 2017 TO: Derivatives Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Trading & Markets Committee SEC Rules Committee Securities Operations Advisory Committee RE: Draft ICI Global Comment Letter on IOSCO Consultation Report Examining Regulatory...