Securities Operations Advisory Group Content

[30588] February 21, 2017 TO: Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: ICI Global Submits Comment Letter on IOSCO Consultation on Order Routing Incentives ICI Global has submitted a comment letter in response...

[30589] February 21, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives Trading and Markets RE: Joint Trades Submit...

[30583] February 14, 2017 TO: ICI Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives RE: CFTC Division Issues No-Action Letter Providing Relief from...

[30580] February 10, 2017 TO: Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: Draft ICI Global Comment Letter on IOSCO Consultation on Order Routing Incentives; Member Feedback Requested by February 17 The...

[30567] February 7, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: FSB Proposes Guidance on Central Counterparty Resolution and Resolution Planning; Member Feedback on FSB...

[30566] February 7, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives Trading and Markets RE: ICI Global and Other...

[30563] February 3, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: Summary of ICI Global Position on European Commission's Proposed Regulation on Clearinghouse Recovery and...

[30559] February 2, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee RE: Draft Joint Trades Comment Letter to European Authorities Requesting a Delay of the March 1...

[30548] January 30, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: Amendments to EMIR Trade Repository Reporting Rules Finalized The Official Journal of the European Union recently published revised...

[30551] January 30, 2017 TO: Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee RE: ICI Submits Comment Letter Requesting a Delay to the March 1 Variation Margin Compliance Date Today, ICI submitted a letter to the...