Securities Operations Advisory Group Content

[31398] September 20, 2018 TO: Securities Operations Advisory Committee RE: Securities Operations Committee Meeting - October 24 and 25 The next meeting of the ICI’s Securities Operations Advisory Committee (SOAC) will take place in New York on Wednesday, October 24, 2018, from 1:00 p...

[31381] September 10, 2018 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Securities Operations Advisory Committee Tax Committee RE: SEBI Consultation on Recommendations of Working Group...

[31361] August 30, 2018 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Securities Operations Advisory Committee Tax Committee RE: Securities and Exchange Board of India Extends Deadline for...

[31346] August 23, 2018 TO: Chief Risk Officer Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Operations Committee Securities Operations Advisory Committee RE: ICI Member Call September 6: Follow-Up Discussion on TMPG White Paper Earlier this week...

[31322] August 9, 2018 TO: Chief Risk Officer Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee Operations Committee Securities Operations Advisory Committee RE: ICI Member Call August 22: Treasury Market Practices Group...

[31303] July 27, 2018 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Securities Operations Advisory CommitteeTax Committee RE: Draft Letter on SEBI KYC Norms for Foreign Portfolio Investors -...

[31283] July 11, 2018 TO: Securities Operations Advisory Committee RE: Securities Operations Advisory Committee Meeting - Save the Dates - October 24 & 25, 2018 The fall meeting of the Securities Operations Advisory Committee (SOAC) has been scheduled for Wednesday & Thursday, October...

[31278] July 9, 2018 TO: ICI Global Investing Subcommittee ICI Global Regulated Funds Committee International Operations Advisory Committee SEC Rules Committee Securities Operations Advisory Committee RE: Member Call on New SEBI KYC Norms for Foreign Portfolio Investors - July 18, 10...

[31113] March 5, 2018 TO: Securities Operations Advisory Committee RE: Registration Now Open: June 13-14, 2018 Securities Operations Advisory Committee Meeting The next meeting of the Securities Operations Advisory Committee will be held on Wednesday, June 13 from 1:00 p.m. to 5:00 p...

[31035] January 17, 2018 TO: ICI Global Members Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global RE: ESMA Publishes a Public Register...