Securities Operations Advisory Group Content

[31754] May 9, 2019 TO: Chief Risk Officer Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Operations Committee Securities Operations Advisory Committee RE: Follow-up on TMPG Proposed Best Practices As discussed on our member call, the Treasury Market...

[31742] May 1, 2019 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: European Parliament and Council Adopt Legislation to Amend EMIR The European Parliament and Council...

[31737] April 29, 2019 TO: Chief Risk Officer Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Operations Committee Securities Operations Advisory Committee RE: Member Call on May 9 to Discuss TMPG Proposed Best Practices In July, the Treasury Market...

[31683] March 27, 2019 TO: Securities Operations Advisory Committee RE: Registration Now Open: June 19-20, 2019 Securities Operations Advisory Committee Meeting The next meeting of the Securities Operations Advisory Committee will be held on Wednesday, June 19 from 1:00 p.m. to 5:00 p...

[31663] March 18, 2019 TO: Securities Operations Advisory Committee RE: Mark Your Calendars - Updated 2019 SOAC Meetings Please mark your calendar with the following Securities Operations Advisory Committee meetings scheduled for the remainder of 2019: June 19-20, 2019 ICI -...

[31649] March 13, 2019 TO: ICI Members ICI Global Members Chief Risk Officer Committee ICI Global Brexit Task Force Securities Operations Advisory Committee SUBJECTS: International/Global RE: Brexit: A Summary of Key Technical Publications Over the last few months, the UK and EU...

[31597] February 5, 2019 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Operations Advisory Committee Securities Operations Advisory Committee RE: German Ministry of...

[31578] January 25, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global RE: Hong Kong SFC Adopts New Derivatives Rules The Securities...

[31489] November 19, 2018 TO: Securities Operations Advisory Committee RE: Registration Now Open: February 20-21, 2019 Securities Operations Advisory Committee Meeting The next meeting of the Securities Operations Advisory Committee will be held on Wednesday, February 20 from 2:00 p.m...