Securities Operations Advisory Group Content

[30845] August 21, 2017 TO: Derivatives Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Trading & Markets Committee SEC Rules Committee Securities Operations Advisory Committee RE: IOSCO Issues Consultation Report Examining Regulatory Reporting and Public...

[30799] July 26, 2017 TO: ICI Members ICI Global Members ICI Global Regulated Funds Committee International Operations Advisory Committee Securities Operations Advisory Committee SUBJECTS: International/Global RE: Response to SEBI Consultation on Easing FPI Access Norms In June, the...

[30797] July 25, 2017 TO: Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: IOSCO Publishes Final Report on Order Routing Incentives: No Further Action Contemplated The International Organization of Securities...

[30794] July 21, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: ICI Global Draft Comment Letter in Response to ESMA Proposal to...

[30783] July 18, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: ICI Global Submits Comment Letter in Response to European Commission's Proposal to Amend Its...

[30779] July 17, 2017 TO: Securities Operations Advisory Committee RE: Securities Operations Advisory Committee Meeting Notice - Wednesday, October 25, 2017 The SOAC meeting will take place from 9:00 a.m. until 3:00 p.m. ET at the offices of the New York Stock Exchange located at 2...

[30762] July 3, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: Draft ICI Global Comment Letter in Response to European Commission Proposal to Amend Its Derivatives...

[30760] June 30, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: European Commission Proposes Overhaul of Clearing House Registration and Supervision; Member Call...

[30753] June 23, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: EU Consultation Paper on the Obligation to Trade Derivatives on a...

[30735] June 8, 2017 TO: Securities Operations Advisory Committee RE: Save the Date - Securities Operations Advisory Committee Meeting, October 25, 2017 The next meeting of the ICI’s Securities Operations Advisory Committee will take place on Wednesday, October 25, 2017 from 9 a.m. –...