Securities Operations Advisory Group Content

[30534] January 24, 2017 TO: Derivatives Markets Advisory Registered Fund CPO Advisory Securities Operations Advisory Committee RE: Draft Comment Letter Requesting a Delay to the March 1 Variation Margin Compliance Date; Member Comments Requested by January 27, 2017 As previously...

[30523] January 17, 2017 TO: Securities Operations Advisory Committee RE: Securities Operations Advisory Committee Meeting - Thursday, February 16, 2017 The next meeting of the ICI’s Securities Operations Advisory Committee (SOAC) will take place on Thursday, February 16, 2017, from 9...

[30498] January 4, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: European Commission Issues Proposed Regulations to Address the Recovery and Resolution of Clearinghouses The...

[30491] December 20, 2016 TO: ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Exchange-Traded Funds (ETFs) Trading and Markets RE: European Union Finalizes Margin Requirements for...

[30486] December 19, 2016 TO: ICI MembersICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee...

[30447] December 5, 2016 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee RE: Draft ICI Global Comment Letter...

[30436] November 30, 2016 TO: Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee Internal Audit Advisory Committee Operations CommitteeSecurities Operations...

[30411] November 21, 2016 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: ESMA Issues a Consultation Paper on Package Orders for Purposes of the Pre...

[30390] November 8, 2016 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: European Commission Adopts Amendments to Implementing Technical Standards on Trade Repository Reporting The European Commission has...