Securities Operations Advisory Group Content

[30385] November 7, 2016 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Group RE: Draft ICI Global Comment Letter in Response to ESMA Discussion Paper on the...

[30351] October 26, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 66-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 74-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 55-16INTERNATIONAL COMMITTEE No. 59-16REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE...

[30337] October 24, 2016 TO: ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 10-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 72-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 54-16INTERNATIONAL COMMITTEE No. 58-16INTERNATIONAL OPERATIONS ADVISORY...

[30338] October 24, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 64-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-16ETF ADVISORY COMMITTEE No. 29-16EQUITY MARKETS ADVISORY COMMITTEE No. 47-16FIXED-INCOME ADVISORY COMMITTEE No. 42...

[30318] October 17, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 57-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 53-16INTERNATIONAL MEMBERS No. 19-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL SUBMITS COMMENT LETTERS IN RESPONSE TO FSB AND CPMI-IOSCO CONSULTATIONS...

[30313] October 14, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 55-16EQUITY MARKETS ADVISORY COMMITTEE No. 44-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 52-16INTERNATIONAL COMMITTEE No. 57-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DISCUSSION PAPER ON ESMA’s PROPOSAL ON...

[30308] October 14, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 28-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 54-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-16ETF ADVISORY COMMITTEE No. 23-16EQUITY MARKETS ADVISORY COMMITTEE No. 43-16FIXED-INCOME ADVISORY COMMITTEE No. 35...

[30295] October 6, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 52-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 48-16INTERNATIONAL COMMITTEE No. 53-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI GLOBAL COMMENT LETTER IN RESPONSE TO FSB AND CPMI-IOSCO CONSULTATIONS ON...

[30292] October 4, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 39-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 47-16INTERNATIONAL COMMITTEE No. 52-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: EU REGULATORS ISSUE CONSULTATION PAPER ON CONSOLIDATED TAPE FOR NON-EQUITY INSTRUMENTS...

[30289] October 3, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 37-16FIXED-INCOME ADVISORY COMMITTEE No. 33-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 45-16INTERNATIONAL MEMBERS No. 18-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL SUBMITS COMMENT LETTER ON IOSCO...