Securities Operations Advisory Group Content

[29854] April 25, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 16-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 28-16 INTERNATIONAL MEMBERS No. 7-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: SEC ADOPTS BUSINESS CONDUCT STANDARDS FOR SECURITY-BASED SWAP DEALERS AND MAJOR...

[29853] April 25, 2016 TO: SECURITIES OPERATIONS ADVISORY COMMITTEE RE: SAVE THE DATE - SECURITIES OPERATIONS ADVISORY COMMITTEE MEETING, OCTOBER 11, 2016   The next meeting of the ICI’s Securities Operations Advisory Committee will take place on Tuesday, October 11, 2016 from 9 a.m....

[29820] April 8, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 13-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 14-16 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ESMA PUBLISHES A FINAL REPORT CONCERNING THE LIQUIDATION PERIOD APPLIED BY...

[29823] April 8, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 10-16 BROKER/DEALER ADVISORY COMMITTEE No. 10-16 EQUITY MARKETS ADVISORY COMMITTEE No. 12-16 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 12-16 OPERATIONS COMMITTEE...

[29796] March 29, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 10-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 22-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 12-16 INTERNATIONAL COMMITTEE No. 20-16 INTERNATIONAL INVESTING SUBCOMMITTEE No. 5-16 INTERNATIONAL OPERATIONS ADVISORY...

  [29799] March 29, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 11-16 EQUITY MARKETS ADVISORY COMMITTEE No. 11-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-16 ETF ADVISORY COMMITTEE No. 8-16 FIXED-INCOME ADVISORY COMMITTEE No. 12-16 INTERNATIONAL COMMITTEE No. 21-16...

  [29788] March 24, 2016 TO: ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 21-16 ICI GLOBAL SHADOW BANKING TASK FORCE No. 1-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 11-16 INTERNATIONAL COMMITTEE No. 19-16 INTERNATIONAL OPERATIONS ADVISORY...

[29785] March 22, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 8-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 10-16 INTERNATIONAL COMMITTEE No. 18-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: EU REGULATORS ISSUE REGULATORY STANDARDS FOR MARGIN FOR UNCLEARED DERIVATIVES  ...

[29776] March 18, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 7-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 9-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: CFTC AND EUROPEAN COMMISSION TAKE STEPS TO IMPLEMENT THE COMMON APPROACH FOR REGULATING CCPS   In February, the U.S...

On February 23, 2016, ICI and SIFMA co-chairs of the Industry Steering Committee announced Tuesday, September, 5, 2017 as the implementation date for the move to T+2 in the US market.