[29155] July 9, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 52-15 INTERNATIONAL MEMBERS No. 25-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 33-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 38-15 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL COMMENT LETTER TO EUROPEAN...
[29136] July 1, 2015 TO: SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI GLOBAL COMMENT LETTER TO EUROPEAN AUTHORITIES ON MARGIN FOR UNCLEARED DERIVATIVES; MEMBER FEEDBACK REQUESTED BY JULY 3. Recently, the European Securities and Markets Authority (“ESMA”), the European...
[29116] June 22, 2015 TO: SECURITIES OPERATIONS ADVISORY COMMITTEE RE: EU REGULATORS ISSUE SECOND CONSULTATION PAPER ON MARGIN REQUIREMENTS FOR UNCLEARED DERIVATIVES On June 10, 2015, the European Securities and Market Authority, the European Banking Authority, and the European...
A white paper has been published by the Industry Steering Committee (ISC) to shorten the U.S. Securities Settlement cycle that summarizes industry level requirements, including regulatory changes, which are necessary for the migration from trade date plus three days (T+3) to trade...
[29070] June 8, 2015 TO: SECURITIES OPERATIONS ADVISORY COMMITTEE RE: JUNE 12TH MEMBER CALL ON PROPOSED SEC REPORTING REQUIREMENTS FOR REGISTERED INVESTMENT COMPANIES AND REGISTERED INVESTMENT ADVISERS - DIAL-IN INFORMATION ATTACHED As you know, on Friday, June 12, from 2-3:30 p.m...
[29069] June 8, 2015 TO: SECURITIES OPERATIONS ADVISORY COMMITTEE RE: EU REGULATORS ISSUE CONSULTATION PAPER ON CLEARING OBLIGATION FOR ADDITIONAL CLASSES OF INTEREST RATE DERIVATIVES On May 11, 2015, the European Securities and Markets Authority (“ESMA”) issued its fourth...
[29052] June 4, 2015 TO: SECURITIES OPERATIONS ADVISORY COMMITTEE INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 17-15 RE: COMMENT LETTER ON SECOND FSB CONSULTATION REGARDING ASSESSMENT METHODOLOGIES FOR IDENTIFYING INVESTMENT FUNDS OR ASSET MANAGERS AS GLOBAL SIFIS As you may know...
[29035] May 28, 2015 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 16-15 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL LETTER TO SEBI ON KEY INDIAN REGULATORY ISSUES FOR CROSS-BORDER PORTFOLIO INVESTMENTS On May 11, 2015 we submitted a letter to the Securities and...
[29015] May 26, 2015 TO: SECURITIES OPERATIONS ADVISORY COMMITTEE RE: NOTICE OF SECURITIES OPERATIONS ADVISORY COMMITTEE MEETING The first meeting of the Securities Operations Advisory Committee (“SOAC”) will take place on Wednesday, July 15, 2015 at the offices of BlackRock located...
