Securities Operations Advisory Group Content

[32351] April 3, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Compliance Derivatives International/Global Investment...

[32301] March 19, 2020 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee Global Operations Advisory Committee ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee ICI Global Transaction...

[32270] March 6, 2020 TO: Accounting/Treasurers Committee Derivatives Markets Advisory Committee LIBOR Transition Working Group SEC Rules Committee Securities Operations Advisory Committee Security Valuation Operations Committee RE: LIBOR Update: ARRC Legislative Proposal, UK...

[32252] February 27, 2020 TO: Accounting/Treasurers Committee Derivatives Markets Advisory Committee LIBOR Transition Working Group SEC Rules Committee Securities Operations Advisory Committee Security Valuation Operations Committee RE: LIBOR Update: ARRC Consultation on Swaptions and...

[32189] January 31, 2020 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory...

[32177] January 27, 2020 TO: Chief Compliance Officer Committee Chief Risk Officer Committee Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee Operations Committee Risk Advisory Committee SEC...

[32166] January 22, 2020 TO: Chief Compliance Officer Committee Chief Risk Officer Committee Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee Operations Committee Risk Advisory Committee SEC...

[32125] January 2, 2020 TO: ICI Members ICI Global Members Chief Risk Officer Committee ICI Global Brexit Task Force ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: International/Global RE: Confirmed...

[32120] December 20, 2019 TO: Securities Operations Advisory Committee RE: Registration Now Open: Securities Operations Advisory Committee Meeting. March 16-17, 2020. The next meeting of the Securities Operations Advisory Committee will be held on Monday, March 16 from 2:00 p.m. to 6...

[32059] November 21, 2019 TO: ICI Members ICI Global Members Chief Risk Officer Committee ICI Global Brexit Task Force ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives Trading and Markets RE...