SEC Rules Content

May 31, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 16-95 BROKER/DEALER ADVISORY COMMITTEE No. 22-95 DIRECT MARKETING COMMITTEE No. 24-95 HUMAN RESOURCES FORUM No. 10-95 MARKETING POLICY COMMITTEE No. 27-95 MEMBERS - ONE PER COMPLEX No. 55-95 OPERATIONS COMMITTEE No. 20-95...

1 See Memorandum to Compliance Committee No. 17-95 and SEC Rules Committee No. 49-95, dated March 30, 1995. May 30, 1995 TO: COMPLIANCE COMMITTEE No. 24-95 SEC RULES COMMITTEE No. 69-95 RE: INSTITUTE SUBMITS RECOMMENDATIONS TO SEC FOR IMPROVING FUND INSPECTIONS _______________________...

May 26, 1995 TO: CLOSED-END FUND COMMITTEE No. 26-95 INVESTMENT ADVISERS COMMITTEE No. 26-95 SEC RULES COMMITTEE No. 67-95 UNIT INVESTMENT TRUST COMMITTEE No. 47-95 RE: SEC SEMI-ANNUAL REGULATORY AGENDA ______________________________________________________________________________ The...

1 See Memorandum to Closed-End Fund Committee No. 20-95, Investment Advisers Committee No. 20-95, SEC Rules Committee No. 57-95 and Soft Dollars Task Force, dated April 18, 1995. May 26, 1995 TO: CLOSED-END FUND COMMITTEE No. 25-95 INVESTMENT ADVISERS COMMITTEE No. 25-95 SEC RULES...

1 See Memorandum to Closed-End Fund Committee No. 19-95, SEC Rules Committee No. 55-95 and Unit Investment Trust Committee No. 41-95, dated April 12, 1995. May 26, 1995 TO: CLOSED-END FUND COMMITTEE No. 27-95 SEC RULES COMMITTEE No. 68-95 UNIT INVESTMENT TRUST COMMITTEE No. 48-95 RE...

1Memorandum to Investment Advisers Committee No. 12-95, Investment Issues Committee No. 1-95, Money Market Funds Ad Hoc Committee No. 1-95, SEC Rules Committee No. 21-95, dated February 13, 1995. May 23, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 24-95 INVESTMENT ISSUES COMMITTEE No...

May 16, 1995 TO: BOARD OF GOVERNORS No. 50-95 FEDERAL LEGISLATION COMMITTEE No. 17-95 FEDERAL LEGISLATION MEMBERS No. 16-95 SEC RULES COMMITTEE No. 64-95 RE: ICI TESTIFIES ON SEC FUNDING _____________________________________________________________________________ On May 11, the...

* See Memorandum to Money Market Funds Ad Hoc Committee No. 3-95, SEC Rules Members No. 31-95, Creditor's Rights Subcommittee, dated April 27, 1995. May 15, 1995 TO: MONEY MARKET FUNDS AD HOC COMMITTEE No. 4-95 SEC RULES COMMITTEE No. 63-95 CREDITOR'S RIGHTS SUBCOMMITTEE RE: ANALYSIS...

May 5, 1995 TO: SEC RULES COMMITTEE No. 62-95 RE: NOTICE OF MEETING - JUNE 6, 1995 ______________________________________________________________________________ A meeting of the SEC Rules Committee has been scheduled for 10:00 a.m. on Tuesday, June 6, 1995 at the Investment Company...

May 4, 1995 TO: CLOSED-END FUND COMMITTEE No. 21-95 SEC RULES COMMITTEE No. 61-95 RE: AGENDA FOR MAY 11 MEETING ON SEC CONCEPT RELEASE ON RISK DISCLOSURE AND SURVEY OF SHAREHOLDERS' RISK ASSESSMENTS ______________________________________________________________________________ As you...