SEC Rules Content

1 See Memorandum to Closed-End Fund Committee No. 39-95, International Committee No. 20-95, SEC Rules Committee No. 88-95, Unit Investment Trust Committee No. 60-95, Rule 17f-5 Ad Hoc Subcommittee, dated August 1, 1995. October 11, 1995 TO: ACCOUNTING/TREASURERS COMMITTEE No. 42-95...

1 Release Nos. IC-21399; IC-21400 (October 6, 1995), respectively. October 10, 1995 TO: ACCOUNTING/TREASURERS COMMITTEE No. 41-95 CLOSED-END FUND COMMITTEE No. 47-95 SEC RULES COMMITTEE No. 109-95 SUBCOMMITTEE ON ADVERTISING No. 19-95 UNIT INVESTMENT TRUST COMMITTEE No. 74-95...

October 6, 1995 TO: BANK INVESTMENT MANAGEMENT MEMBERS No. 20-95 SEC RULES COMMITTEE No. 108-95 SUBCOMMITTEE ON ADVERTISING No. 18-95 RE: NASD APPROVAL OF RULES CONCERNING BANK BROKER-DEALER ACTIVITIES ______________________________________________________________________________ As...

1 The staff provided earlier guidance in a letter to the National Association of Bond Lawyers, dated June 23, 1995. See Memorandum to SEC Rules Committee No. 80-95 and Unit Investment Trust Committee No. 53-95, dated June 30, 1995. October 3, 1995 TO: SEC RULES COMMITTEE No. 107-95...

1 See Institute Memorandum to Investment Advisers Committee No. 33-95, SEC Rules Committee No. 89-95, dated August 1, 1995; Investment Adviser Associate Members No. 29-95, dated August 1, 1995. October 3, 1995 TO: INVESTMENT ADVISER ASSOCIATE MEMBERS No. 40-95 INVESTMENT ADVISERS...

1 See Memorandum to Accounting/Treasurers Committee No. 29-95, Money Market Funds Ad Hoc Committee No. 9-95 and SEC Rules Committee No. 84-95, dated July 25, 1995. September 28, 1995 TO: ACCOUNTING/TREASURERS COMMITTEE No. 38-95 MONEY MARKET FUNDS AD HOC COMMITTEE No. 13-95 SEC RULES...

1 See Memorandum to Accounting/Treasurers Committee No. 29-95, Money Market Funds Ad Hoc Committee No. 9-95 and SEC Rules Committee No. 84-95, dated July 25, 1995. September 18, 1995 TO: ACCOUNTING/TREASURERS COMMITTEE No. 35-95 MONEY MARKET FUNDS AD HOC COMMITTEE No. 12-95 SEC RULES...

1 See Memorandum to Closed-End Fund Committee No. 39-95, International Committee No. 20-95, SEC Rules Committee No. 88-95, Unit Investment Trust Committee No. 60-95, and Rule 17f-5 Ad Hoc Subcommittee, dated August 1, 1995. September 15, 1995 TO: ACCOUNTING/TREASURERS COMMITTEE No. 34...

September 13, 1995 TO: CLOSED-END FUND COMMITTEE No. 45-95 COMPLIANCE COMMITTEE No. 33-95 INVESTMENT ADVISERS COMMITTEE No. 37-95 SEC RULES COMMITTEE No. 101-95 UNIT INVESTMENT TRUST COMMITTEE No. 70-95 RE: SEC PROPOSES AMENDMENTS TO RULE 17j-1 UNDER THE INVESTMENT COMPANY ACT AND...

September 13, 1995 TO: SEC RULES COMMITTEE No. 100-95 RE: NOTICE OF MEETING - OCTOBER 31, 1995 ______________________________________________________________________________ A meeting of the SEC Rules Committee has been scheduled for 10:00 a.m. on Tuesday, October 31, 1995, to be held...