SEC Rules Content

March 8, 1996 TO: BOARD OF GOVERNORS No. 10-96 FEDERAL LEGISLATION MEMBERS No. 1-96 MEMBERS - ONE PER COMPLEX No. 20-96 PUBLIC INFORMATION COMMITTEE No. 8-96 SEC RULES COMMITTEE No. 17-96 STATE LIAISON COMMITTEE No. 6-96 RE: SUBCOMMITTEE REPORTS LEGISLATION TO RATIONALIZE STATE MUTUAL...

1 See Memorandum to SEC Rules Members No. 75-95, State Securities Members No. 45-95, Unit Investment Trust Members No. 54-95, and One Per Complex No. 94-95, dated November 1, 1995. March 4, 1996 TO: SEC RULES COMMITTEE No. 16-96 STATE LIAISON COMMITTEE No. 5-96 UNIT INVESTMENT TRUST...

February 27, 1996 TO: MONEY MARKET FUNDS AD HOC COMMITTEE No. 2-96 SEC RULES COMMITTEE No. 15-96 RE: INSTITUTE LETTER ON PROPOSED REVISIONS TO PSA MASTER REPURCHASE AGREEMENT ______________________________________________________________________________ The Public Securities...

1 SEC Release Nos. 33-7243; IC 21538 (November 22, 1995). 2 In a 1989 submission to the Division of Investment Management, the Institute proposed that tax exempt UITs be permitted to quote either: (1) a pure tax free yield; or (2) a yield including market discount, accompanied by...

1 See Memorandum to SEC Rules Committee No. 1-96, dated January 15, 1996. 2 See Memorandum to SEC Rules Committee No. 10-96, dated February 5, 1996. February 22, 1996 TO: SEC RULES COMMITTEE No. 13-96 RE: INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENT TO RULE 12b-1 ___________________...

1 See Memorandum to SEC Rules Committee No. 132-95, dated December 22, 1995. February 22, 1996 TO: SEC RULES COMMITTEE No. 12-96 RE: INSTITUTE COMMENTS ON PROPOSED AMENDMENTS TO REGULATION U ______________________________________________________________________________ As we...

February 8, 1996 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-96 INDEPENDENT ACCOUNTANTS ADV. GROUP No. 2-96 SEC RULES COMMITTEE No. 11-96 RE: INSTITUTE COMMENT LETTER ON FASB SECURED ASSET TRANSFERS EXPOSURE DRAFT _________________________________________________________________________...

1 See Memorandum to SEC Rules Committee No. 1-96, dated January 15, 1996. February 5, 1996 TO: SEC RULES COMMITTEE No. 10-96 RE: DRAFT COMMENT LETTER ON PROPOSED AMENDMENT TO RULE 12b-1 ______________________________________________________________________________ As we previously...

January 31, 1996 TO: SEC RULES COMMITTEE No. 9-96 RE: DRAFT AGENDA FOR FEBRUARY 14TH MEETING ______________________________________________________________________________ Attached is a draft agenda for the February 14th SEC Rules Committee Meeting. The meeting will be held in the...

1 See Memorandum to SEC Rules Members No. 82-95, dated December 28, 1995. January 26, 1996 TO: SEC RULES COMMITTEE No. 8-96 RE: LEAD PLAINTIFF PROVISION IN THE SECURITIES LITIGATION REFORM ACT ______________________________________________________________________________ As we...