SEC Rules Content

June 11, 1996 TO: SEC RULES COMMITTEE No. 58-96 RE: CONSIDERATION OF IMPACT OF REMOTE AFFILIATIONS AT JUNE 19 MEETING ______________________________________________________________________________ The Institute is considering whether to propose exemptive rules or other relief to...

June 10, 1996 TO: CLOSED-END FUND COMMITTEE No. 15-96 SEC RULES COMMITTEE No. 56-96 RE: SEC PROPOSALS ON DISCLOSURE SIMPLIFICATION ______________________________________________________________________________ The Securities and Exchange Commission recently issued the attached...

1 See Memorandum to SEC Rules Committee No. 21-96, dated March 22, 1996. June 10, 1996 TO: SEC RULES COMMITTEE No. 55-96 RE: INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENTS TO RULE 10f-3 ______________________________________________________________________________ The Institute has...

June 6, 1996 TO: SEC RULES COMMITTEE No. 54-96 RE: DRAFT AGENDA FOR JUNE 19 MEETING ______________________________________________________________________________ Attached is a draft agenda for the SEC Rules Committee meeting scheduled for Wednesday, June 19, 1996 at the Investment...

June 5, 1996 TO: BOARD OF GOVERNORS No. 27-96 FEDERAL LEGISLATION MEMBERS No. 7-96 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 16-96 MEMBERS - ONE PER COMPLEX No. 46-96 PUBLIC INFORMATION COMMITTEE No. 23-96 SEC RULES COMMITTEE No. 53-96 STATE LIAISON COMMITTEE No. 17-96 RE: INSTITUTE...

June 4, 1996 TO: SEC RULES COMMITTEE No. 52-96 RE: POSSIBLE MODIFICATIONS TO FORM N-SAR ______________________________________________________________________________ As you know, the next meeting of the SEC Rules Committee will be held on June 19th at the Institute
s offices. We...

June 3, 1996 TO: SEC RULES COMMITTEE No. 51-96 STATE SECURITIES MEMBERS No. 17-96 UNIT INVESTMENT TRUST MEMBERS No. 20-96 RE: FLORIDA ADOPTS EXEMPTION FROM REGISTRATION FOR ALL MUTUAL FUNDS AND UNIT INVESTMENT TRUSTS ____________________________________________________________________...

1 Release No. IC-21961, IA-1563 (May 16, 1996); 61 FR 25601 (May 22, 1996). May 30, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 12-96 SEC RULES COMMITTEE No. 50-96 RE: SEC PROPOSAL TO ELIMINATE CERTAIN USER FEES __________________________________________________________________________...

1 See Memorandum to Investment Advisers Committee No. 5-96 and SEC Rules Committee No. 23-96, dated March 27, 1996. 61 Federal Register 18470 (April 25, 1996). May 29, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 11-96 SEC RULES COMMITTEE No. 49-96 RE: PROPOSED BANK AGENCY...

1 See Memorandum to Bank Investment Management Members No. 5-96, SEC Rules Committee No. 22-96, and Subcommittee on Advertising No. 4-96, dated March 26, 1996. May 29, 1996 TO: BANK INVESTMENT MANAGEMENT MEMBERS No. 8-96 SEC RULES COMMITTEE No. 48-96 SUBCOMMITTEE ON ADVERTISING No. 9...