SEC Rules Content

1 The RIF can be accessed on the SEC*s World Wide Web homepage at: http//www.sec.gov. It can also be found at Exchange Act Release No. 34-36683, 61 FR 740 (Jan. 10, 1996). January 25, 1996 TO: SEC RULES COMMITTEE No. 7-96 RE: REQUEST FOR INFORMATION ON EDGAR FILING SYSTEM ____________...

1 As we previously reported, the NASD*s Board of Governors has approved the revised rules for filing with the Commission. See Memorandum to Bank Investment Management Members No. 20-95, SEC Rules Committee No. 108-95, and Subcommittee on Advertising No. 18-95, dated October 6, 1995. 2...

1 See Memorandum to SEC Rules Committee No. 119-95, State Securities Members No. 46-95, and Unit Investment Trust Members No. 58-95, dated November 10, 1995. January 19, 1996 TO: SEC RULES COMMITTEE No. 5-96 STATE SECURITIES MEMBERS No. 4-96 UNIT INVESTMENT TRUST MEMBERS No. 2-96 RE...

January 18, 1996 TO: SEC RULES COMMITTEE No. 4-96 STATE LIAISON COMMITTEE No. 3-96 UNIT INVESTMENT TRUST COMMITTEE No. 3-96 RE: 1996 NASAA COMMITTEES ______________________________________________________________________________ For calendar year 1996, NASAA has made substantial...

1 In March of 1995 the SEC issued a concept release requesting comment on how to improve risk disclosure for investment companies. Among other things, the concept release considered application of various numerical risk measures to mutual funds. January 16, 1996 TO: ACCOUNTING...

January 16, 1996 TO: SEC RULES COMMITTEE No. 3-96 RE: MEETING SCHEDULED FOR FEBRUARY 14, 1996 ______________________________________________________________________________ A meeting of the SEC Rules Committee has been scheduled for Wednesday, February 14, 1996 at the offices of the...

1 See Memorandum to SEC Rules Committee No. 83-95, dated July 20, 1995. The Division of Investment Management also had recommended this change in its 1992 report, "Protecting Investors: A Half Century of Investment Company Regulation." 2 SEC Release No. IC-21660 (January 5, 1996)...

1 See Memorandum to Investment Advisers Committee No. 24-95, Investment Issues Committee No. 6-95, Money Market Funds Ad Hoc Committee No. 5-95, SEC Rules Committee No. 65-95, dated May 23, 1995. December 22, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 50-95 INVESTMENT ISSUES COMMITTEE...

1 See Memorandum to SEC Rules Committee No. 78-95, dated June 29, 1995. December 22, 1995 TO: SEC RULES COMMITTEE No. 132-95 RE: PROPOSED AMENDMENTS TO REGULATION U ______________________________________________________________________________ The Federal Reserve Board recently issued...

December 21, 1995 TO: SEC RULES COMMITTEE No. 131-95 RE: INSTITUTE'S DRAFT PROPOSAL TO AMEND RULE 17g-1 ______________________________________________________________________________ Attached is a draft proposal to amend the fidelity bonding rule, Rule 17g-1. The draft proposal, among...