SEC Rules Content

June 30, 1995 TO: CLOSED-END FUND COMMITTEE No. 32-95 COMPLIANCE COMMITTEE No. 29-95 SEC RULES COMMITTEE No. 79-95 CREDITOR'S RIGHTS ADVISORY COMMITTEE RE: INSTITUTE MEMORANDUM ON POLICIES CONCERNING TRADING IN TROUBLED DEBT SECURITIES _________________________________________________...

1 See Memorandum to SEC Rules Committee No. 34-94, Unit Investment Trust Committee No. 21-94 and Secondary Market Disclosure Task Force, dated March 18, 1994. 2 Copies of these no-action letters are not attached. If you are interested in obtaining a copy of one or more of these...

1 See Memorandum to Unit Investment Trust Committee No. 54-92, SEC Rules Committee No. 72-92 and Closed-End Fund Committee No. 21-92, dated September 24, 1992. June 29, 1995 TO: CLOSED-END FUND COMMITTEE No. 31-95 SEC RULES COMMITTEE No. 78-95 UNIT INVESTMENT TRUST COMMITTEE No. 52-95...

1 See Memorandum to Closed-End Fund Committee No. 29-95, SEC Rules Committee No. 74-95 and Risk Disclosure Task Force, dated June 20, 1995. June 27, 1995 TO: CLOSED-END FUND COMMITTEE No. 30-95 SEC RULES COMMITTEE No. 77-95 RISK DISCLOSURE TASK FORCE RE: SEC EXTENDS COMMENT PERIOD FOR...

June 26, 1995 TO: MONEY MARKET FUNDS AD HOC COMMITTEE No. 6-95 SEC RULES COMMITTEE No. 75-95 RE: NO-ACTION RELIEF ISSUED TO MONEY MARKET FUNDS REGARDING THEIR ORANGE COUNTY NOTE HOLDINGS AND LOC ARRANGEMENT ______________________________________________________________________________...

1 See Memorandum to SEC Rules Committee No. 73-95, dated June 15, 1995. 2 See id. June 26, 1995 TO: SEC RULES COMMITTEE No. 76-95 RE: INSTITUTE SUPPORTS NASD PROPOSAL TO EXCLUDE INVESTMENT COMPANIES FROM ""LIMITED PARTNERSHIP ROLLUP"" DEFINITION _______________________________________...

1 See Memorandum to SEC Rules Committee No. 50-95 and Risk Disclosure Task Force, dated March 31, 1995; Memorandum to Closed-End Fund Committee No. 14-95, dated April 3, 1995. June 20, 1995 TO: CLOSED-END FUND COMMITTEE No. 29-95 SEC RULES COMMITTEE No. 74-95 RISK DISCLOSURE TASK...

June 15, 1995 TO: SEC RULES COMMITTEE No. 73-95 RE: NASD PROPOSAL TO EXCLUDE INVESTMENT COMPANIES FROM DEFINITION OF ""LIMITED PARTNERSHIP ROLLUP TRANSACTION;"" DRAFT COMMENTS ______________________________________________________________________________ The NASD recently issued...

June 12, 1995 TO: SEC RULES COMMITTEE No. 72-95 SMALL FUNDS COMMITTEE No. 11-95 RE: SURVEY OF INVESTMENT COMPANY BOARD COMPOSITION ______________________________________________________________________________ As you may know, Congressmen Jack Fields (R-TX) and Edward Markey (D-MA)...

1 See Memorandum to SEC Rules Committee No. 68-95, dated May 26, 1995. May 31, 1995 TO: SEC RULES COMMITTEE No. 71-95 RE: DRAFT AGENDA FOR JUNE 6 MEETING ______________________________________________________________________________ Attached is a draft agenda for the June 6th SEC...