SEC Rules Content

1 See Memorandum to Accounting/Treasurers Committee No. 12-95, Institutional Funds Committee No. 4-95, Operations Committee No. 10-95, SEC Rules Committee No. 32-95 and Unit Investment Trust Committee No. 23-95, dated February 28, 1995. 2 As proposed, the amendments would not extend...

March 13, 1995 TO: MEMBERS - ONE PER COMPLEX No. 33-95 SEC RULES COMMITTEE No. 40-95 OPERATIONS COMMITTEE No. 14-95 TRANSFER AGENT ADVISORY COMMITTEE No. 18-95 UNIT INVESTMENT TRUST COMMITTEE No. 29-95 RE: SEC DELAYS EFFECTIVE DATE OF NON-SIPC DISCLOSURE REQUIREMENT __________________...

1 See Memorandum to SEC Rules Committee No. 8-95, dated January 19, 1995. March 9, 1995 TO: SEC RULES COMMITTEE No. 38-95 RE: INSTITUTE LETTER ON IMPROVING THE DISCLOSURE REVIEW/COMMENT PROCESS ______________________________________________________________________________ As we...

1 See Memorandum to Closed-End Fund Committee No. 8-95, SEC Rules Committee No. 30-95 and Unit Investment Trust Committee No. 20-95, dated February 27, 1995. March 7, 1995 TO: CLOSED-END FUND COMMITTEE No. 9-95 SEC RULES COMMITTEE No. 37-95 UNIT INVESTMENT TRUST COMMITTEE No. 27-95 RE...

March 6, 1995 TO: MEMBERS - ONE PER COMPLEX No. 29-95 SEC RULES COMMITTEE No. 36-95 UNIT INVESTMENT TRUST COMMITTEE No. 26-95 RE: DISCUSSIONS WITH SEC STAFF ON DELAYING THER EFFECTIVE DATE OF THE NON-SIPC STATUS DISCLOSURE REQUIREMENT __________________________________________________...

March 3, 1995 TO: BANK BROKER/DEALER ADVISORY COMMITTEE No. 7-95 BROKER/DEALER ADVISORY COMMITTEE No. 8-95 DIRECT MARKETING COMMITTEE No. 15-95 HUMAN RESOURCES AND TRAINING WORKING GROUP No. 5-95 MARKETING POLICY COMMITTEE No. 18-95 MEMBERS - ONE PER COMPLEX No. 28-95 OPERATIONS...

March 3, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 18-95 SEC RULES COMMITTEE No. 35-95 STATE LIAISON COMMITTEE No. 14-95 UNIT INVESTMENT TRUST COMMITTEE No. 25-95 RE: COMMENTS REQUESTED FOR 1995 CONFERENCE ON UNIFORMITY OF FEDERAL-STATE SECURITIES REGULATION AGENDA __________________...

March 2, 1995 TO: COMPLIANCE COMMITTEE No. 13-95 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 11-95 INVESTMENT ADVISERS COMMITTEE No. 17-95 SEC RULES COMMITTEE No. 33-95 RE: AIMR REPORT ON PERSONAL INVESTING ______________________________________________________________________________ A...

February 28, 1995 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-95 INSTITUTIONAL FUNDS COMMITTEE No. 4-95 OPERATIONS COMMITTEE No. 10-95 SEC RULES COMMITTEE No. 32-95 UNIT INVESTMENT TRUST COMMITTEE No. 23-95 RE: SEC ADOPTS MULTIPLE CLASS AND MASTER-FEEDER PROVISIONS; ADOPTS AND PROPOSES...

February 27, 1995 TO: CLOSED-END FUND COMMITTEE No. 8-95 SEC RULES COMMITTEE No. 30-95 UNIT INVESTMENT TRUST COMMITTEE No. 20-95 RE: SEC PROPOSES CHANGES TO PROSPECTUS DELIVERY REQUIREMENTS IN CONNECTION WITH T+3 SETTLEMENT _____________________________________________________________...