SEC Rules Content

1 See Memorandum to Compliance Committee No. 16-94, Direct Marketing Committee No. 28-94, Sales Force Marketing Committee No. 38-94, SEC Rules Members No. 65-94 and Unit Investment Trust Members No. 37-94, dated September 19, 1994. February 27, 1995 TO: COMPLIANCE COMMITTEE No. 12-95...

1 See Memorandum to Closed-End Fund Committee No. 6-95, Investment Advisers Committee No. 13-95, Investment Issues Committee No. 2-95, SEC Rules Committee No. 23-95 and Soft Dollars Task Force, dated February 16, 1995. February 24, 1995 TO: CLOSED-END FUND COMMITTEE No. 7-95...

1 See Memorandum to Board of Governors No. 127-94, Bank Investment Management Members No. 39-94, SEC Rules Committee No. 133-94 and Subcommittee on Advertising No. 25-94, dated December 19, 1994. February 23, 1995 TO: BOARD OF GOVERNORS No. 33-95 BANK INVESTMENT MANAGEMENT MEMBERS No...

February 22, 1995 TO: COMPLIANCE COMMITTEE No. 10-95 INVESTMENT ADVISERS COMMITTEE No. 15-95 SEC RULES COMMITTEE No. 27-95 UNIT INVESTMENT TRUST COMMITTEE No. 19-95 RE: FCC SEEKS COMMENT ON POSSIBLE CHANGES TO BROADCAST MEDIA ATTRIBUTION RULES _________________________________________...

February 22, 1995 TO: BANK INVESTMENT MANAGEMENT MEMBERS No. 9-95 BOARD OF GOVERNORS No. 32-95 SEC RULES COMMITTEE No. 26-95 SUBCOMMITTEE ON ADVERTISING No. 2-95 RE: INSTITUTE LETTER TO OCC ON INCONSISTENT OR DUPLICATIVEE REGULATION ____________________________________________________...

1See Memorandum to Bank Broker/Dealer Advisory Committee No. 5-95, Broker/Dealer Advisory Committee No. 4-95, Direct Marketing Committee No. 7-95, Human Resources and Training Working Group No. 3-95, Marketing Policy Committee No. 10-95, Members - One Per Complex No. 18-95, Operations...

February 17, 1995 TO: BOARD OF GOVERNORS No. 30-95 MEMBERS - ONE PER COMPLEX No. 20-95 SEC RULES COMMITTEE No. 24-95 RE: SEC RESPONSE TO INSTITUTE SURVEY ON PERSONAL INVESTING ______________________________________________________________________________ As you may recall, last...

February 16, 1995 TO: CLOSED-END FUND COMMITTEE No. 6-95 INVESTMENT ADVISERS COMMITTEE No. 13-95 INVESTMENT ISSUES COMMITTEE No. 2-95 SEC RULES COMMITTEE No. 23-95 RE: SEC PROPOSES SOFT DOLLAR DISCLOSURE REQUIREMENTS FOR INVESTMENT ADVISERS ____________________________________________...

February 14, 1995 TO: BOARD OF GOVERNORS No. 28-95 SEC RULES COMMITTEE No. 22-95 RE: INSTITUTE SUBMISSION OF FACSIMILE PROFILE PROSPECTUSES TO SEC ______________________________________________________________________________ As you may recall, last October SEC Chairman Levitt...

February 13, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 12-95 INVESTMENT ISSUES COMMITTEE No. 1-95 MONEY MARKET FUNDS AD HOC COMMITTEE No. 1-95 SEC RULES COMMITTEE No. 21-95 RE: TREASURY DEPARTMENT CONSIDERS REQUIREMENTS FOR HOLDERS OF LARGE POSITIONS OF TREASURY SECURITIES __________...