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Memo#
6866

INSTITUTE COMMENTS ON PROPOSED AMENDMENTS TO RULE 6C-10

1 See Memorandum to Accounting/Treasurers Committee No. 12-95, SEC Rules Committee No. 32-95 and Unit Investment Trust Committee No. 23-95, dated February 28, 1995. April 18, 1995 TO: ACCOUNTING/TREASURERS COMMITTEE No. 18-95 SEC RULES COMMITTEE No. 58-95 UNIT INVESTMENT TRUST...
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Memo#
6865

DRAFT INSTITUTE LETTER ON SEC SOFT DOLLARS DISCLOSURE PROPOSAL

1 See Memorandum to Closed-End Fund Committee No. 6-95, Investment Advisers Committee No. 13-95, SEC Rules Committee No. 23-95 and Soft Dollars Task Force, dated February 16, 1995. April 18, 1995 TO: CLOSED-END FUND COMMITTEE No. 20-95 INVESTMENT ADVISERS COMMITTEE No. 20-95 SEC RULES...
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Memo#
6859

REPORT OF THE COMMITTEE ON COMPENSATION PRACTICES

April 13, 1995 TO: SEC RULES COMMITTEE No. 56-95 RE: REPORT OF THE COMMITTEE ON COMPENSATION PRACTICES ______________________________________________________________________________ The Committee on Compensation Practices, chaired by Daniel P. Tully of Merrill Lynch & Co., Inc...
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Memo#
6855

PROPOSED INVESTMENT COMPANY DEREGULATORY INITIATIVES

1 Please contact me if you have not received a copy of the Fields-Markey bill and would like to obtain one. April 12, 1995 TO: CLOSED-END FUND COMMITTEE No. 19-95 INVESTMENT ADVISERS COMMITTEE No. 19-95 SEC RULES COMMITTEE No. 55-95 UNIT INVESTMENT TRUST COMMITTEE No. 41-95 RE...
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Memo#
6842

""INVESTMENT COMPANY ACT AMENDMENTS OF 1995""

April 7, 1995 TO: CLOSED-END FUND COMMITTEE No. 18-95 SEC RULES COMMITTEE No. 54-95 RE: ""INVESTMENT COMPANY ACT AMENDMENTS OF 1995"" ______________________________________________________________________________ House Telecommunications and Finance Subcommittee Chairman Fields and...
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Memo#
6833

MAY 11 MEETING TO DISCUSS SEC CONCEPT RELEASE ON RISK DISCLOSURE

1 See Memorandum to SEC Rules Committee No. 50-95 and Risk Disclosure Task Force, dated March 31, 1995 and Memorandum to Closed-End Fund Committee No. 14-95 and Unit Investment Trust No. 38-95, dated April 3, 1995. April 7, 1995 TO: CLOSED-END FUND COMMITTEE No. 15-95 SEC RULES...