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Memo#
7153

SEC REPROPOSES RULE 3A-4 UNDER THE INVESTMENT COMPANY ACT

August 1, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 33-95 SEC RULES COMMITTEE No. 89-95 RE: SEC REPROPOSES RULE 3a-4 UNDER THE INVESTMENT COMPANY ACT ______________________________________________________________________________ The Securities and Exchange Commission recently...
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Memo#
7152

SEC PROPOSES AMENDMENTS TO RULE 17F-5 UNDER THE 1940 ACT

1 Investment Company Act Release No. 21259; International Series Release No. 831 (July 27, 1995). 2 See Memorandum to SEC Rules Committee No. 105-94, International Committee No. 17-94, Rule 17f-5 Ad Hoc Committee, dated October 3, 1994. 1 August 1, 1995 TO: CLOSED-END FUND COMMITTEE...
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Memo#
7144

SECURITIES REFORM LEGISLATION INTRODUCED BY CHAIRMAN FIELDS

July 31, 1995 TO: CLOSED-END FUND COMMITTEE No. 37-95 INSTITUTIONAL FUNDS COMMITTEE No. 11-95 INVESTMENT ADVISERS COMMITTEE No. 32-95 INVESTMENT ISSUES COMMITTEE No. 7-95 SEC RULES COMMITTEE No. 86-95 STATE LIAISON COMMITTEE No. 21-95 UNIT INVESTMENT TRUST COMMITTEE No. 58-95...
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Memo#
7147

INSTITUTE LETTER ON SEC'S RISK DISCLOSURE CONCEPT RELEASE

1 See Memorandum to SEC Rules Committee No. 50-95 and Risk Disclosure Task Force, dated March 31, 1995; Closed-End Fund Committee No. 14-95, dated April 3, 1995. July 31, 1995 TO: CLOSED-END FUND COMMITTEE No. 38-95 SEC RULES COMMITTEE No. 87-95 RISK DISCLOSURE TASK FORCE RE...
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Memo#
7143

INSTITUTE TESTIFIES ON MUNICIPAL MARKET AND ORANGE COUNTY

July 28, 1995 TO: BOARD OF GOVERNORS No. 59-95 FEDERAL LEGISLATION COMMITTEE No. 21-95 INSTITUTIONAL FUNDS COMMITTEE No. 10-95 SEC RULES COMMITTEE No. 85-95 MUNICIPAL BANKRUPTCY TASK FORCE RE: INSTITUTE TESTIFIES ON MUNICIPAL MARKET AND ORANGE COUNTY __________________________________...
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Memo#
7124

INSTITUTE PROPOSALS TO IMPROVE INVESTMENT COMPANY REGULATION

July 20, 1995 TO: BOARD OF GOVERNORS No. 58-95 CLOSED-END FUND COMMITTEE No. 36-95 SEC RULES COMMITTEE No. 83-95 UNIT INVESTMENT TRUST COMMITTEE No. 57-95 RE: INSTITUTE PROPOSALS TO IMPROVE INVESTMENT COMPANY REGULATION _________________________________________________________________...