Europe Regulatory and Policy Committee Content

[30279] September 28, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 48-16FIXED-INCOME ADVISORY COMMITTEE No. 31-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 65-16MONEY MARKET FUNDS ADVISORY COMMITTEE No. 25-16SEC RULES COMMITTEE No. 45-16 RE: DRAFT COMMENT LETTER ON OCC PROPOSAL...

[30271] September 26, 2016 TO: ICI GLOBAL ASIA-PACIFIC CHAPTER No. 5-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 64-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 43-16INTERNATIONAL COMMITTEE No. 50-16INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 25-16 RE: UPDATE ON RECENT RULE CHANGES...

[30255] September 21, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 34-16FIXED-INCOME ADVISORY COMMITTEE No. 29-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 41-16INTERNATIONAL COMMITTEE No. 49-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI GLOBAL COMMENT LETTER ON IOSCO...

[30245] September 15, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 63-16 INTERNATIONAL COMMITTEE No. 48-16 INTERNATIONAL INVESTING SUBCOMMITTEE No. 11-16 RE: OCTOBER 11 COMMITTEE MEETING - REGISTRATION LINK AND AGENDA   As we previously informed you, the next meeting of the ICI...

[30226] September 9, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 61-16 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 6-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 40-16 EQUITY MARKETS ADVISORY COMMITTEE No. 33-16 FIXED-INCOME ADVISORY COMMITTEE No. 28-16 RE: EU MARKET ABUSE...

[30227] September 9, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 62-16 INTERNATIONAL COMMITTEE No. 47-16 INTERNATIONAL OPERATIONS WORKING GROUP INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 24-16 RE: ICI GLOBAL SEMINAR ON THE OPENING-UP OF CHINA'S FUND INDUSTRY   Recently...

[30209] September 7, 2016 TO: REGISTERED FUND CPO ADVISORY COMMITTEE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 60-16 RE: ICI GLOBAL AND OTHER TRADE ASSOCIATIONS FILE COMMENT LETTER ON CFTC PROPOSED AMENDMENTS TO RULE FOR FOREIGN CPOs AND CTAs   The Commodity Futures Trading Commission...

[30206] September 5, 2016 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 23-16 INTERNATIONAL OPERATIONS WORKING GROUP ICI GLOBAL REGULATED FUNDS COMMITTEE No. 59-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 39-16 ICI GLOBAL ASIA-PACIFIC CHAPTER No. 4-16 RE: SHENZHEN-HONG KONG...

[30201] September 2, 2016 TO: ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 5-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 58-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 38-16 INTERNATIONAL COMMITTEE No. 46-16 EQUITY MARKETS ADVISORY COMMITTEE No. 31-16 FIXED-INCOME ADVISORY...

[30188] August 31, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 56-16 INTERNATIONAL COMMITTEE No. 44-16 RE: IOSCO CONSULTATION ON GOOD PRACTICES FOR THE TERMINATION OF INVESTMENT FUNDS   On August 18, 2106, the International Organization of Securities Commissions (IOSCO)...