Europe Regulatory and Policy Committee Content

[29890] May 5, 2016 TO: ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 30-16 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE INTERNATIONAL COMMITTEE No. 26-16 RE: ICI GLOBAL RESPONDS TO EIOPA CONSULTATION ON PERSONAL PENSIONS   On 26 April, ICI Global...

[29878] April 29, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 9-16 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 5-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 29-16 INTERNATIONAL MEMBERS No. 8-16 INVESTMENT ADVISER MEMBERS No. 7-16 SEC RULES MEMBERS No. 19-16 SMALL FUNDS MEMBERS No. 15...

[29854] April 25, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 16-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 28-16 INTERNATIONAL MEMBERS No. 7-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: SEC ADOPTS BUSINESS CONDUCT STANDARDS FOR SECURITY-BASED SWAP DEALERS AND MAJOR...

[29852] April 22, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 27-16 INTERNATIONAL COMMITTEE No. 25-16 INTERNATIONAL INVESTING SUBCOMMITTEE No. 6-16 RE: NOTICE AND AGENDAS FOR COMMITTEE MEETINGS AND INFORMATION FOR COMMITTEE DINNER - MAY 16 AND 17, 2016   The May meetings of the...

[29844] April 19, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-16 ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 4-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 26-16 INTERNATIONAL COMMITTEE No. 24-16 INVESTMENT ADVISERS COMMITTEE No. 6-16 SEC RULES COMMITTEE No. 18-16 SMALL FUNDS...

[29816] April 8, 2016 TO: INTERNATIONAL COMMITTEE No. 23-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 25-16 ICI GLOBAL STEERING COMMITTEE No. 10-16 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE RE: UK FINANCIAL ADVICE MARKET REVIEW: RECOMMENDATIONS   On 14 March 2016, Her Majesty’s Treasury...

  [29815] April 7, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 24-16 INTERNATIONAL COMMITTEE No. 22-16 RE: ESMA UCITS AND AIFMD FINAL REMUNERATION GUIDELINES   On 31 March the European Securities and Markets Authority (ESMA) published final guidelines on sound remuneration...

[29796] March 29, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 10-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 22-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 12-16 INTERNATIONAL COMMITTEE No. 20-16 INTERNATIONAL INVESTING SUBCOMMITTEE No. 5-16 INTERNATIONAL OPERATIONS ADVISORY...

  [29799] March 29, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 11-16 EQUITY MARKETS ADVISORY COMMITTEE No. 11-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-16 ETF ADVISORY COMMITTEE No. 8-16 FIXED-INCOME ADVISORY COMMITTEE No. 12-16 INTERNATIONAL COMMITTEE No. 21-16...

  [29788] March 24, 2016 TO: ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 21-16 ICI GLOBAL SHADOW BANKING TASK FORCE No. 1-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 11-16 INTERNATIONAL COMMITTEE No. 19-16 INTERNATIONAL OPERATIONS ADVISORY...