Europe Regulatory and Policy Committee Content

[30117] August 4, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 47-16 INTERNATIONAL MEMBERS No. 16-16 SEC RULES MEMBERS No. 39-16 RE: HONG KONG SECURITIES AND FUTURES COMMISSION - LIQUIDITY RISK MANAGEMENT GUIDANCE   On July 4, 2016, the Hong Kong Securities and Futures Commission...

[30066] July 20, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 35-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 31-16 INTERNATIONAL COMMITTEE No. 36-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: EU REGULATORS CONSULT ON A DELAY OF THE CLEARING OBLIGATION FOR CERTAIN...

[30049] July 18, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 46-16 INTERNATIONAL COMMITTEE No. 35-16 INTERNATIONAL INVESTING SUBCOMMITTEE No. 9-16 RE: NOTICE OF INTERNATIONAL COMMITTEE MEETING ON OCTOBER 11   The next meeting of the ICI International Committee and the ICI Global...

[30037] July 14, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 45-16 INTERNATIONAL COMMITTEE No. 34-16 RE: CENTRAL BANK OF IRELAND CONSULTATION ON FUND MANAGEMENT COMPANY EFFECTIVENESS (CP86); MEMBER CALL ON JULY 28   The Central Bank of Ireland (“CBI”) has issued its third...

[30020] July 7, 2016 TO: ICI GLOBAL MEMBERS No. 6-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 43-16 ICI GLOBAL STEERING COMMITTEE No. 15-16 INTERNATIONAL MEMBERS No. 14-16 RE: ICI GLOBAL FILES LETTER ON CANADIAN SYSTEMIC RISK LEGISLATION   ICI Global has filed a comment letter on the...

[30024] July 7, 2016 TO: ICI GLOBAL MEMBERS No. 7-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 44-16 ICI GLOBAL STEERING COMMITTEE No. 16-16 INTERNATIONAL MEMBERS No. 15-16 RE: ICI GLOBAL FILES LETTER ON CANADIAN SYSTEMIC RISK LEGISLATION   ICI Global has filed a comment letter on the...

[30008] June 30, 2016 TO: ICI GLOBAL MEMBERS No. 5-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 42-16 ICI GLOBAL STEERING COMMITTEE No. 14-16 INTERNATIONAL MEMBERS No. 13-16 RE: DRAFT ICI GLOBAL LETTER ON CANADIAN SYSTEMIC RISK LEGISLATION   Attached for your review is ICI Global’s...

[30003] June 23, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 15-16 BOARD OF GOVERNORS No. 1-16 CHIEF RISK OFFICER COMMITTEE No. 13-16 CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-16 COMPLIANCE MEMBERS No. 19-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 13-16 ETF ADVISORY COMMITTEE No...

[29987] June 17, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 32-16 EQUITY MARKETS ADVISORY COMMITTEE No. 21-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 40-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 28-16 INTERNATIONAL MEMBERS No. 11-16 RE: ONE YEAR DELAY OF MIFID II AND...

[29975] June 10, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 18-16 FIXED-INCOME ADVISORY COMMITTEE No. 17-16 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 3-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 39-16 ICI GLOBAL STEERING COMMITTEE...