Europe Regulatory and Policy Committee Content

[29972] June 9, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 29-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 26-16 INTERNATIONAL COMMITTEE No. 32-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ESMA PUBLISHES FINAL DRAFT STANDARDS REGARDING INDIRECT CLEARING ARRANGEMENTS FOR...

[29961] June 6, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 38-16 SEC RULES MEMBERS No. 24-16 RE: ICI LETTER ON IMPLICATIONS FOR US AND NON-U.S. REGULATED FUNDS OF PROPOSED COUNTERPARTY EXPOSURE LIMITS FOR BANKS   In March, the US Federal Reserve Board (“Board”) re-proposed a...

[29957] June 6, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 37-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 24-16 INTERNATIONAL COMMITTEE No. 31-16 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE...

[29954] June 3, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 36-16 INTERNATIONAL INVESTING SUBCOMMITTEE No. 8-16 INTERNATIONAL MEMBERS No. 10-16 RE: FINAL ICI GLOBAL LETTER REGARDING NORWAY’S MAJOR SHAREHOLDER NOTIFICATION REQUIREMENTS   On June 1 we filed the attached letter...

[29948] June 1, 2016 TO: ICI GLOBAL TRADING & MARKETS COMMITTEE No. 22-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 35-16 INTERNATIONAL COMMITTEE No. 29-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: EU REGULATORS ISSUE FIRST SET OF QUESTIONS AND ANSWERS UNDER MARKET ABUSE REGULATION...

[29950] June 1, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 25-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 23-16 INTERNATIONAL COMMITTEE No. 30-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI GLOBAL LETTER TO EUROPEAN COMMISSION ON MARGIN REQUIREMENTS FOR UNCLEARED...

[29922] May 19, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 34-16 INTERNATIONAL COMMITTEE No. 28-16 INTERNATIONAL INVESTING SUBCOMMITTEE No. 7-16 RE: DRAFT LETTER REQUESTING CHANGES TO NORWAY'S MAJOR HOLDINGS FILING REQUIREMENT   Attached please find a draft letter requesting...

[29916] May 16, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 20-16 SEC RULES COMMITTEE No. 24-16 FIXED-INCOME ADVISORY COMMITTEE No. 15-16 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 13-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 33-16 RE: BOARD OF GOVERNORS OF THE FEDERAL...

[29909] May 13, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 17-16 FIXED-INCOME ADVISORY COMMITTEE No. 14-16 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 32-16 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE ICI GLOBAL TAX COMMITTEE No. 9-16 ICI...

[29903] May 11, 2016 TO: ICI GLOBAL TRADING & MARKETS COMMITTEE No. 18-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 31-16 RE: REGISTER FOR ICI GLOBAL TRADING AND MARKETS COMMITTEE MEETING IN LONDON ON TUESDAY, 28 JUNE   The next in-person meeting of the Trading and Markets Committee...