Europe Regulatory and Policy Committee Content

[30187] August 31, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 57-16 INTERNATIONAL COMMITTEE No. 45-16 INTERNATIONAL INVESTING SUBCOMMITTEE No. 10-16 RE: OCTOBER 11 COMMITTEE MEETING - REGISTRATION LINK   As we previously informed you, the next meeting of the ICI International...

[30167] August 25, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 55-16 INTERNATIONAL COMMITTEE No. 43-16 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 21-16 RE: ICI GLOBAL AND IDC LETTER ON CBI CONSULTATION ON FUND MANAGEMENT COMPANY EFFECTIVENESS (CP86)   On August 25 ICI...

[30165] August 24, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 44-16 SEC RULES COMMITTEE No. 37-16 FIXED-INCOME ADVISORY COMMITTEE No. 25-16 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 22-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 54-16 RE: OCC ISSUES PROPOSAL ON STAYS IN...

URGENT/ACTION REQUESTED [30159] August 23, 2016 TO: ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 52-16 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE INTERNATIONAL COMMITTEE No. 42-16 RE: EUROPEAN COMMISSION CONSULTS ON PERSONAL PENSIONS FRAMEWORK...

[30162] August 23, 2016 TO: REGISTERED FUND CPO ADVISORY COMMITTEE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 53-16 RE: DRAFT LETTER ON CFTC PROPOSED AMENDMENTS TO RULE FOR FOREIGN CPOs AND CTAs - YOUR COMMENTS REQUESTED BY AUGUST 30   The Commodity Futures Trading Commission (“CFTC” or...

[30157] August 22, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 43-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 37-16 INTERNATIONAL COMMITTEE No. 41-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: INTERNATIONAL REGULATORS CONSULT ON CLEARINGHOUSE RECOVERY AND RESOLUTION...

[30155] August 22, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 29-16 FIXED-INCOME ADVISORY COMMITTEE No. 24-16 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 4-16 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 51-16 ICI GLOBAL STEERING...

[30149] August 18, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 50-16 INTERNATIONAL COMMITTEE No. 39-16 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 19-16 RE: DRAFT COMMENT LETTER ON CBI CONSULTATION ON FUND MANAGEMENT COMPANY EFFECTIVENESS (CP86) - COMMENTS DUE AUGUST 23   In...

[30138] August 17, 2016 TO: FIXED-INCOME ADVISORY COMMITTEE No. 23-16 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 34-16 INTERNATIONAL COMMITTEE No. 37-16 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: IOSCO ISSUES CONSULTATION REPORT EXAMINING LIQUIDITY OF THE SECONDARY CORPORATE BOND...

[30123] August 9, 2016 TO: REGISTERED FUND CPO ADVISORY COMMITTEE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 48-16 RE: CFTC PROPOSES AMENDMENTS TO RULE FOR CPOS AND CTAS ACTING ON BEHALF OF NON-U.S. PERSONS   The Commodity Futures Trading Commission (“CFTC” or “Commission”) recently...