Europe Regulatory and Policy Committee Content

[30337] October 24, 2016 TO: ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 10-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 72-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 54-16INTERNATIONAL COMMITTEE No. 58-16INTERNATIONAL OPERATIONS ADVISORY...

[30322] October 18, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 58-16FIXED-INCOME ADVISORY COMMITTEE No. 37-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 71-16MONEY MARKET FUNDS ADVISORY COMMITTEE No. 26-16SEC RULES MEMBERS No. 59-16 RE: ICI FILES COMMENT LETTER WITH OCC ON...

[30313] October 14, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 55-16EQUITY MARKETS ADVISORY COMMITTEE No. 44-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 52-16INTERNATIONAL COMMITTEE No. 57-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DISCUSSION PAPER ON ESMA’s PROPOSAL ON...

[30303] October 12, 2016 TO: ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 8-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 69-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 49-16INTERNATIONAL COMMITTEE No. 55-16FIXED-INCOME ADVISORY COMMITTEE No. 34-16EQUITY MARKETS ADVISORY COMMITTEE No...

[30304] October 12, 2016 TO: ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 9-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 70-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 50-16INTERNATIONAL COMMITTEE No. 56-16 RE: ESMA GUIDELINES ON TRANSACTION REPORTING, ORDER RECORD KEEPING AND CLOCK...

[30297] October 10, 2016 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 68-16INTERNATIONAL COMMITTEE No. 54-16 RE: DRAFT LETTER ON IOSCO’S CONSULTATION ON GOOD PRACTICES FOR FUND TERMINATION - COMMENTS DUE OCT. 13 As we previously informed you, the International Organization of...

[30295] October 6, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 52-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 48-16INTERNATIONAL COMMITTEE No. 53-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI GLOBAL COMMENT LETTER IN RESPONSE TO FSB AND CPMI-IOSCO CONSULTATIONS ON...

[30292] October 4, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 39-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 47-16INTERNATIONAL COMMITTEE No. 52-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: EU REGULATORS ISSUE CONSULTATION PAPER ON CONSOLIDATED TAPE FOR NON-EQUITY INSTRUMENTS...

[30285] September 30, 2016 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 36-16FIXED-INCOME ADVISORY COMMITTEE No. 32-16ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 7-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 67-16ICI GLOBAL RETIREMENT SAVINGS...

[30283] September 29, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 27-16CHIEF RISK OFFICER COMMITTEE No. 29-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 17-16COMPLIANCE MEMBERS No. 30-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 23-16ETF ADVISORY COMMITTEE No. 22-16ICI GLOBAL STEERING...