Europe Regulatory and Policy Committee Content

[30405] November 17, 2016 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA Publishes Final Report on Postponement of Phase-in Period for Central Clearing for Certain Counterparties On November 14, 2016, the...

[30396] November 15, 2016 TO: ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: FCA MiFID Authorisation and Variation Permission Forms - Comments by 22 November The UK Financial Conduct Authority (FCA) is in the process of revising the authorization and...

[30395] November 15, 2016 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: Draft Agenda for ICI Global Trading and Markets Committee Meeting in London on Wednesday, 30 November...

[30393] November 14, 2016 TO: ICI Global Members SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V RE: ICI Global Comment Letter on AMF Consultation on Funding of Research by Investment Firms under MiFID II On 27 October we submitted a response to the Autorité des Marches...

[30385] November 7, 2016 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Group RE: Draft ICI Global Comment Letter in Response to ESMA Discussion Paper on the...

[30376] November 1, 2016 TO: ICI Global Members SUBJECTS: International/Global Systemic Risk RE: ICI Global Response to European Commission's Consultation on the EU Macro-prudential Framework On 1st August, 2016, the European Commission (EC) launched a public consultation to gather...

[30373] November 1, 2016 TO: ICI Members ICI Global Members SUBJECTS: International/Global RE: Comment Letter on IOSCO's Consultation on Good Practices for Fund Termination On October 13 we filed the attached letter responding to the International Organization of Securities...

[30351] October 26, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 66-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 74-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 55-16INTERNATIONAL COMMITTEE No. 59-16REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE...

[30352] October 26, 2016 TO: ICI GLOBAL TRADING & MARKETS COMMITTEE No. 56-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 75-16 RE: REGISTER FOR ICI GLOBAL TRADING AND MARKETS COMMITTEE MEETING IN LONDON ON WEDNESDAY, 30 NOVEMBER AND GLOBAL CAPITAL MARKETS CONFERENCE IN LONDON ON THURSDAY...

[30341] October 25, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 65-16FIXED-INCOME ADVISORY COMMITTEE No. 43-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 73-16MONEY MARKET FUNDS ADVISORY COMMITTEE No. 27-16SEC RULES MEMBERS No. 66-16 RE: FDIC ISSUES PROPOSAL ON STAYS IN QUALIFIED...