[30643] March 17, 2017 TO: ICI Global EU Capital Markets Union Committee ICI Global Regulated Funds Committee RE: ICI Global response to the European Commission's consultation on the CMU Mid-Term Review As previously advised, [1] on 20 January 2017 the European Commission published a...
[30634] March 13, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: ICI Global Submits Comment Letter on FSB Consultation on Central Counterparty (Clearinghouse) Resolution and...
[30633] March 13, 2017 TO: ICI Global EU Capital Markets Union Committee ICI Global Regulated Funds Committee RE: Draft ICI Global response to the European Commission's consultation on the CMU Mid-Term Review On 20 January 2017, the European Commission (“the Commission”) published a...
[30622] March 6, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: DerivativesInternational/Global RE: National Regulators'...
[30615] March 2, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: Draft ICI Global Comment Letter on FSB Consultation on Central Counterparty (Clearinghouse) Resolution and...
[30586] February 20, 2017 TO: ICI Global Regulated Funds Committee ICI Global Steering Committee International Committee International Investing Subcommittee International Operations Advisory Committee International Operations Working Group RE: ICI Global Comment Letter on the Interim...
[30581] February 10, 2017 TO: ICI Members Investment Company Directors ICI Global Members Closed-End Investment Company Committee ICI Global Regulated Funds Committee ICI Global Steering Committee International Committee SEC Rules Committee Small Funds Committee SUBJECTS: Disclosure...
[30572] February 9, 2017 TO: ICI Members ICI Global Members SUBJECTS: International/Global RE: ICI Global Submits Letter on FCA's Mission Statement Recently, ICI Global submitted a letter to the UK Financial Conduct Authority (“FCA”) in response to their Our future Mission (“Mission”)...
[30571] February 9, 2017 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: International/Global RE: ICI Global Submits Response to EBA Discussion Paper on a New Prudential Regime for Investment Firms In November, the European Banking Authority (“EBA”) published...
[30567] February 7, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: FSB Proposes Guidance on Central Counterparty Resolution and Resolution Planning; Member Feedback on FSB...
