[30791] July 21, 2017 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee RE: EU Commission Inception Impact Assessment - Reducing Barriers to the Cross-Border Distribution of Investment Funds - ICI Global Response As previously advised, [1] on 21...
[30793] July 21, 2017 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee ICI Global Retirement Savings Committee International Operations Advisory Committee Pension Committee Pension Operations Advisory Committee RE: European Commission Publishes...
[30794] July 21, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: ICI Global Draft Comment Letter in Response to ESMA Proposal to...
[30788] July 20, 2017 TO: ICI Members ICI Global Members SUBJECTS: Fund Accounting & Financial Reporting International/Global Tax RE: ICI Letter on EU Reclaims and Closing Agreement Methodology The attached letter proposes procedures by which regulated investment companies (RICs) take...
[30780] July 14, 2017 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Governance International/Global Investment Advisers Portfolio Oversight Risk Oversight Systemic Risk RE: IOSCO Issues Two...
[30778] July 14, 2017 TO: ICI Members ICI Global Members SUBJECTS: Advertising Compliance Disclosure Fund Accounting & Financial Reporting International/Global Investment Advisers RE: ICI Submits Comment Letter on GIPS 20/20 Consultation Paper The CFA Institute issued its GIPS® 20/20...
[30777] July 14, 2017 TO: ICI Global Brexit Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee International Operations Working Group RE: ESMA Publishes Brexit Related Opinions on Supervisory Convergence and Relocations from the UK to the EU27...
[30773] July 10, 2017 TO: ICI Global Members ICI Global Regulated Funds Committee SUBJECTS: International/Global RE: EBA Issues Preliminary Recommendations, Requests Data from EU Investment Firms Regarding Proposal on New Prudential Regime The European Banking Authority (EBA) is...
[30766] July 4, 2017 TO: ICI Global Atlantic Chapter ICI Global Regulated Funds Committee International Operations Advisory Committee International Operations Working Group RE: Final Report of the UK FCA's Asset Management Market Study On 28 June 2017, the UK Financial Conduct...
[30765] July 4, 2017 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee RE: EU Commission Inception Impact Assessment - Reducing Barriers to the Cross-Border Distribution of Investment Funds In the context of its initiative to reduce barriers to...
