Europe Regulatory and Policy Committee Content

[30929] October 26, 2017 TO: ICI MembersInvestment Company Directors ICI Global Members Equity Markets Advisory Committee ICI Global Trading & Markets Committee SEC Rules Committee SUBJECTS: International/Global Trading and Markets RE: SEC Issues No-Action Letters to Facilitate Cross...

[30928] October 26, 2017 TO: ICI Members ICI Global Members Bank-Affiliated Member Advisory Committee ICI Global Regulated Funds Committee Money Market Working Group SUBJECTS: International/Global Money Market Funds RE: Basel Committee Issues Final Guidelines on Identification and...

[30922] October 23, 2017 TO: ICI Members ICI Global Members SUBJECTS: Advertising Compliance Disclosure Fund Accounting & Financial Reporting International/Global Investment Advisers RE: ICI Submits Follow-up Letter to CFA Institute Regarding Its Broadly Distributed Pooled Fund Work...

[30917] October 18, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global Trading and Markets RE: CFTC and European Commission Agree on Comparability and Equivalence of Margin Requirements for Uncleared Swaps and a Common Approach for Certain Derivatives...

[30916] October 18, 2017 TO: ICI Global Members ICI Global Regulated Funds Committee SUBJECTS: International/Global Systemic Risk RE: EBA Issues Opinion and Report on New Prudential Regime for EU Investment Firms The European Banking Authority (EBA) has issued its Opinion and a...

[30907] October 11, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Money Market Funds Advisory Committee SUBJECTS: Derivatives International/Global Investment Advisers Money Market Funds Trading and Markets RE: FDIC Issues...

[30903] October 10, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global RE: EU Adopts Rules Requiring...

[30901] October 6, 2017 TO: ICI Global Atlantic Chapter ICI Global Brexit Task Force ICI Global EU Capital Markets Union Task Force ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Operations Advisory...

[30894] October 3, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global RE: ICI Global Submits Letter to European Regulators Requesting Deferral and Reconsideration of Uncleared...

[30889] September 28, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Compliance Derivatives International/Global Investment Advisers Recordkeeping...