Europe Regulatory and Policy Committee Content

[31012] January 9, 2018 TO: ICI Global Brexit Task Force ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee RE: European Commission Issues Legislative Proposals for a New Prudential Regime for Investment Firms On December 20, 2017 the European...

[31001] January 3, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global Trading and Markets RE: Hong Kong SFC Proposes New Derivatives...

[30992] December 22, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Money Market Funds Advisory Committee SUBJECTS: Derivatives International/Global Investment Advisers Money Market Funds Trading and Markets RE: OCC Issues...

[30989] December 21, 2017 TO: ICI Global Members ICI Global Regulated Funds Committee SUBJECTS: International/Global RE: HK SFC Concludes Consultation on Asset Management Framework and Point-Of-Sale Transparency Last month, the Hong Kong Securities and Futures Commission (“SFC”)...

[30988] December 20, 2017 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee International Operations Advisory Committee International Operations Working Group RE: EU Commission Call for Evidence Report and...

[30986] December 19, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global RE: EU Authorities Publish Draft Amendments on Variation Margin Requirements for Physically-Settled Foreign Exchange Derivatives Contracts The European Supervisory Authorities (...

[30987] December 19, 2017 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Disclosure Fund Governance International/Global Investment Advisers RE: European Commission Consultation on Asset Managers' Use of ESG Factors The European Commission (EC) published a...

[30978] December 15, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee International Operations Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global Operations Trading and Markets RE: Joint Trades Submit...

[30979] December 14, 2017 TO: ICI Members ICI Global Members SUBJECTS: International/Global Trading and Markets RE: European Commission Recognizes US, Australian, and Hong Kong Trading Venues for Trading of Shares On December 15, 2017, the decisions by the European Commission (EC) to...

[30975] December 12, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V RE: CFTC Interpretive Guidance Regarding CTA Registration...