[30764] July 3, 2017 TO: ICI Members Investment Company Directors ICI Global Members Closed-End Investment Company Committee ICI Global Regulated Funds Committee SEC Rules Committee Small Funds Committee SUBJECTS: Disclosure Fund Governance International/Global Investment Advisers RE...
[30761] June 30, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee SUBJECTS: Derivatives International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V Trading and Markets RE: ICI...
[30759] June 29, 2017 TO: ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Operations Advisory Committee International Operations Working Group RE: EU Commission Consultation on the Operation of the European Supervisory Authorities -...
[30753] June 23, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: EU Consultation Paper on the Obligation to Trade Derivatives on a...
[30755] June 22, 2017 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee ICI Global Regulated Funds Committee Investment Advisers Committee SEC Rules Committee Small Funds Committee RE: CFA Institute Issues Consultation Paper on GIPS The CFA Institute [1]...
[30752] June 22, 2017 TO: AML Compliance Working Group Chief Risk Officer Committee Closed-End Investment Company Committee ICI Global Regulated Funds Committee Pension Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee RE: Treasury Department Seeks...
[30742] June 12, 2017 TO: ICI Global Regulated Funds Committee RE: Canadian Securities Administrators' Consultation Paper 81-408 - Option to Discontinue Embedded Commissions On 9 June, ICI Global submitted a comment letter on the Canadian Securities Administrators’ (“CSA”)...
[30739] June 9, 2017 TO: ICI Members ICI Global Members Money Market Funds Advisory Committee SUBJECTS: International/Global Money Market Funds RE: ESMA Consultation Paper on Draft Technical Advice, Standards, and Guidelines Under the EU Money Market Fund Regulation; Comments Due 7...
[30738] June 9, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives Fixed Income Securities International/Global Trading and Markets RE: Central Banks and Market Participants Publish a Global Code for Foreign Exchange Markets A coalition of central banks—known as the Foreign...
