ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
[20987] March 23, 2007 TO: SEC RULES MEMBERS No. 39-07 COMPLIANCE MEMBERS No. 15-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 21-07 EQUITY MARKETS ADVISORY COMMITTEE No. 15-07 UNIT INVESTMENT TRUST MEMBERS No. 7-07 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 3-07 ETF...
[20967] March 19, 2007 TO: ETF ADVISORY COMMITTEE No. 13-07 RE: ETF ADVISORY COMMITTEE UPDATE; NEXT COMMITTEE CONFERENCE CALL APRIL 2, 2007 AT 2:00 P.M. As you know, the ETF Advisory Committee held a conference call on March 15th to discuss issues on which the Committee...
[20933] March 7, 2007 TO: SEC RULES MEMBERS No. 30-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 16-07 ETF ADVISORY COMMITTEE No. 10-07 EQUITY MARKETS ADVISORY COMMITTEE No. 11-07 UNIT INVESTMENT TRUST MEMBERS No. 4-07 RE: INSTITUTE LETTER ON NASD AND NYSE PROPOSALS RELATING...
[20923] March 2, 2007 TO: BOARD OF GOVERNORS No. 8-07 SEC RULES MEMBERS No. 27-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 14-07 SMALL FUNDS MEMBERS No. 19-07 ETF ADVISORY COMMITTEE No. 9-07 RE: INSTITUTE LETTER TO SEC CHAIRMAN COX REGARDING NYSE PROXY VOTING PROPOSAL The...
[20895] February 23, 2007 TO: ETF ADVISORY COMMITTEE No. 7-07 RE: ETF ADVISORY COMMITTEE UPDATE; CONFERENCE CALL MARCH 15TH, 2007 AT 2:00 P.M.; IN-PERSON MEETING, JULY 12TH, 2007 Committee Update At the ETF Advisory Committee meeting on January 26th, 2007, Doug Scheidt...
[20874] February 16, 2007 TO: SEC RULES MEMBERS No. 20-07 EQUITY MARKETS ADVISORY COMMITTEE No. 8-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 12-07 ETF ADVISORY COMMITTEE No. 5-07 RE: INSTITUTE LETTER ON SEC RULE PROPOSALS RELATING TO SHORT SELLING The Institute has filed...
Latest Comment Letters:
TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Response to the European Commission on the Savings and Investments Union