ETF Advisory Content

  [21980]   November 30, 2007 TO: ETF ADVISORY COMMITTEE No. 34-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 70-07 RE: AMEX HARMONIZES FEE SCHEDULE FOR ALL ETFS   The American Stock Exchange has filed a proposed rule change with the SEC to adopt a single annual fee schedule for...

    [22001]   November 30, 2007 TO: SEC RULES COMMITTEE No. 91-07 SMALL FUNDS COMMITTEE No. 39-07 OPERATIONS COMMITTEE No. 32-07 ETF ADVISORY COMMITTEE No. 35-07 TECHNOLOGY COMMITTEE No. 30-07 RE: SEC PROPOSES ENHANCED DISCLOSURE AND NEW DELIVERY OPTION FOR MUTUAL FUNDS; TWO...

    [21944]   November 9, 2007 TO: ETF ADVISORY COMMITTEE No. 33-07     RE: SEC PROPOSES TO MANDATE EDGAR FILING OF EXEMPTIVE APPLICATIONS; CONFERENCE CALL ON NOVEMBER 15   The Securities and Exchange Commission has proposed several rule amendments to its Electronic Data Gathering...

    [21794]   October 9, 2007 TO: DIRECTORS ISSUES ETF ADVISORY COMMITTEE No. 32-07 EQUITY MARKETS ADVISORY COMMITTEE No. 59-07 FIXED-INCOME ADVISORY COMMITTEE No. 33-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 32-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 29-07 MUNICIPAL...

  [21660]   September 25, 2007 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 58-07 ETF ADVISORY COMMITTEE No. 31-07 FIXED-INCOME ADVISORY COMMITTEE No. 28-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 29-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 26-07 MUNICIPAL SECURITIES...

  [21617]   September 20, 2007 TO: ETF ADVISORY COMMITTEE No. 30-07 EQUITY MARKETS ADVISORY COMMITTEE No. 54-07 FIXED-INCOME ADVISORY COMMITTEE No. 26-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 27-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 24-07 MUNICIPAL SECURITIES ADVISORY...

[21447]   August 13, 2007 TO: SEC RULES MEMBERS No. 109-07 EQUITY MARKETS ADVISORY COMMITTEE No. 48-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 51-07 ETF ADVISORY COMMITTEE No. 29-07 RE: SEC APPROVES RULE PROPOSAL RELATING TO SHORT SELLING   The Securities and Exchange Commission has...

[21439]   August 8, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 46-07 ETF ADVISORY COMMITTEE No. 28-07 SEC RULES MEMBERS No. 106-07 SMALL FUNDS MEMBERS No. 69-07 RE: NYSE RULE PROPOSAL TO PERMIT SPECIALISTS TO TRADE ETFS WHILE REGISTERED AS SPECIALIST IN COMPONENT SECURITIES   The...

    [21413]   August 1, 2007 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 14-07 ETF ADVISORY COMMITTEE No. 27-07 EQUITY MARKETS ADVISORY COMMITTEE No. 43-07 FIXED-INCOME ADVISORY COMMITTEE No. 19-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-07 529 PLAN ADVISORY COMMITTEE No. 8-07...

    [21397]   July 27, 2007 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 45-07 COMPLIANCE MEMBERS No. 41-07 ETF ADVISORY COMMITTEE No. 26-07 EQUITY MARKETS ADVISORY COMMITTEE No. 41-07 FIXED-INCOME ADVISORY COMMITTEE No. 17-07 SEC RULES MEMBERS No. 95-07 SMALL FUNDS MEMBERS No. 63-07...