ETF Advisory Content

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22455

Notice of ETF Advisory Committee Meeting, July 22nd

    [22455]   April 23, 2008 TO: ETF ADVISORY COMMITTEE No. 8-08     RE: NOTICE OF ETF ADVISORY COMMITTEE MEETING, JULY 22ND   The next meeting of the ETF Advisory Committee has been scheduled for Tuesday, July 22nd at the offices of the Investment Company Institute, 1401 H Street, N...
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22427

Nasdaq Modifies Incentive Program for Market Makers in ETFs

    [22427]   April 15, 2008 TO: ETF ADVISORY COMMITTEE No. 7-08     RE: NASDAQ MODIFIES INCENTIVE PROGRAM FOR MARKET MAKERS IN ETFS   A proposed rule change filed by the Nasdaq Stock Market to modify a pricing incentive program for market makers in ETFs and index-linked securities (...
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22379

SEC Proposes Anti-Fraud Short Sale Rule

    [22379]   March 28, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 14-08 ETF ADVISORY COMMITTEE No. 5-08 SEC RULES MEMBERS No. 29-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-08     RE: SEC PROPOSES ANTI-FRAUD SHORT SALE RULE   The Securities and Exchange Commission has...
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22312

NYSE Arca Proposal to List and Trade Actively Managed ETFs

    [22312]   March 10, 2008 TO: ETF ADVISORY COMMITTEE No. 3-08 EQUITY MARKETS ADVISORY COMMITTEE No. 12-08     RE: NYSE ARCA PROPOSAL TO LIST AND TRADE ACTIVELY MANAGED ETFS   NYSE Arca has filed a proposed rule change with the Securities and Exchange Commission relating to the...
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22096

Amex Proposes to Amend Annual Shareholder Meeting Requirements

    [22096]   January 4, 2008 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-08 UNIT INVESTMENT TRUST COMMITTEE No. 1-08 ETF ADVISORY COMMITTEE No. 1-08     RE: AMEX PROPOSES TO AMEND ANNUAL SHAREHOLDER MEETING REQUIREMENTS   The Securities and Exchange Commission recently...
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22084

Nasdaq Extends Trading Hours for ETFs

    [22084]   December 28, 2007 TO: ETF ADVISORY COMMITTEE No. 37-07 EQUITY MARKETS ADVISORY COMMITTEE No. 65-07 RE: NASDAQ EXTENDS TRADING HOURS FOR ETFS   A proposed rule change filed by The Nasdaq Stock Market to permit trading of ETFs during Nasdaq’s pre- and post-market sessions...