ETF Advisory Content

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Memo#
21365

SEC Allows Existing Credit Rating Agencies to Act as NRSROs

    [21365]   July 17, 2007 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 42-07 ETF ADVISORY COMMITTEE No. 25-07 FIXED-INCOME ADVISORY COMMITTEE No. 15-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 18-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 18-07 SEC RULES MEMBERS No. 86-07...
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Memo#
21350

SEC Approves Nasdaq Proposal Relating to Ticker Symbols

    [21350]   July 12, 2007 TO: SEC RULES MEMBERS No. 81-07 EQUITY MARKETS ADVISORY COMMITTEE No. 37-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 41-07 ETF ADVISORY COMMITTEE No. 23-07 RE: SEC APPROVES NASDAQ PROPOSAL RELATING TO TICKER SYMBOLS   The Securities and Exchange Commission...
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Memo#
21273

SEC Adopts Rules to Implement the Credit Rating Agency Reform Act

    [21273]   June 18, 2007 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 37-07 ETF ADVISORY COMMITTEE No. 22-07 FIXED-INCOME ADVISORY COMMITTEE No. 14-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 15-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 14-07 SEC RULES MEMBERS No. 64-07...
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Memo#
21184

Notice of ETF Advisory Committee Meeting - July 12th, 2007

  [21184]   May 29, 2007 TO: ETF ADVISORY COMMITTEE No. 20-07 RE: NOTICE OF ETF ADVISORY COMMITTEE MEETING - JULY 12TH, 2007   A meeting of the ETF Advisory Committee has been scheduled for Thursday, July 12th, 2007 at the offices of the Investment Company Institute, 1401 H Street, N...
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Memo#
21136

Reminder -- May 15 Conference Call to Discuss "NewBank," Materials Attached

    [21136]   May 9, 2007 TO: SEC RULES COMMITTEE No. 44-07 FIXED-INCOME ADVISORY COMMITTEE No. 11-07 EQUITY MARKETS ADVISORY COMMITTEE No. 28-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 8-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 10-07 ETF ADVISORY COMMITTEE No. 19-07    ...
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Memo#
21119

SEC SEMI-ANNUAL REGULATORY AGENDA

    [21119]   May 7, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-07 INVESTMENT ADVISERS COMMITTEE No. 10-07 SEC RULES COMMITTEE No. 39-07 SMALL FUNDS COMMITTEE No. 14-07 EQUITY MARKETS ADVISORY COMMITTEE No. 25-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 7-07 INST. MONEY...
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Memo#
21096

May 15 Conference Call Scheduled to Discuss "NewBank"

    [21096]   April 30, 2007 TO: SEC RULES COMMITTEE No. 38-07 FIXED-INCOME ADVISORY COMMITTEE No. 7-07 EQUITY MARKETS ADVISORY COMMITTEE No. 24-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 7-07 ETF ADVISORY COMMITTEE No. 17-07    ...
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Memo#
21082

Re: ETF Advisory Committee Conference Call may 3, 2007 at 3:00 p.m.

    [21082]   April 26, 2007 TO: ETF ADVISORY COMMITTEE No. 16-07     RE: ETF ADVISORY COMMITTEE CONFERENCE CALL MAY 3, 2007 AT 3:00 P.M.   On April 24th, several members of the ICI staff and the ETF Advisory Committee met with members of the staff of the SEC’s Division of Investment...
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Memo#
21012

SEC Re-Opens Comment Period on Amendments to Regulation SHO

    [21012]   April 2, 2007 TO: SEC RULES MEMBERS No. 42-07 EQUITY MARKETS ADVISORY COMMITTEE No. 17-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-07 ETF ADVISORY COMMITTEE No. 15-07     RE: SEC RE-OPENS COMMENT PERIOD ON AMENDMENTS TO REGULATION SHO   The Securities and Exchange...