ETF Advisory Content

    [23416]   April 24, 2009 TO: SEC RULES COMMITTEE No. 19-09 EQUITY MARKETS ADVISORY COMMITTEE No. 18-09 ETF ADVISORY COMMITTEE No. 10-09     RE: CFTC ISSUES CONCEPT RELEASE ON WHETHER TO ELIMINATE THE BONA FIDE HEDGE EXEMPTION FOR SWAP DEALERS   The Commodity Futures Trading...

    [23407]   April 20, 2009 TO: SEC RULES COMMITTEE No. 18-09 EQUITY MARKETS ADVISORY COMMITTEE No. 17-09 ETF ADVISORY COMMITTEE No. 9-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-09     RE: SEC PROPOSES SHORT SALE REGULATION; CONFERENCE CALL SCHEDULED FOR APRIL 22   The...

    [23362]   March 27, 2009 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 14-09 ETF ADVISORY COMMITTEE No. 8-09 SEC RULES MEMBERS No. 34-09 SMALL FUNDS MEMBERS No. 23-09     RE: ICI LETTER ON NYSE PROPOSAL REGARDING BROKER VOTING ON ELECTIONS OF DIRECTORS AND INVESTMENT ADVISORY...

    [23347]   March 24, 2009 TO: ETF ADVISORY COMMITTEE No. 7-09     RE: SEC PROVIDES NO-ACTION RELIEF TO ETF USING AFFILIATED INDICES AS BENCHMARKS   The Securities and Exchange Commission issued a no-action letter confirming the oral no-action relief it had granted to Barclays...

    [23327]   March 18, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-09ETF ADVISORY COMMITTEE No. 6-09SEC RULES COMMITTEE No. 12-09SMALL FUNDS COMMITTEE No. 4-09     RE: ICI DRAFT COMMENT LETTER ON NYSE PROPOSAL REGARDING BROKER VOTING ON ELECTIONS OF DIRECTORS AND...

    [23297]   March 5, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-09 ETF ADVISORY COMMITTEE No. 5-09 SEC RULES COMMITTEE No. 11-09 SMALL FUNDS COMMITTEE No. 2-09     RE: SEC PUBLISHES FOR COMMENT NYSE PROPOSAL REGARDING BROKER VOTING ON ELECTIONS OF DIRECTORS AND...

    [23272]   February 24, 2009 TO: ACCOUNTING/TREASURERS MEMBERS No. 12-09 ETF ADVISORY COMMITTEE No. 4-09 SEC RULES MEMBERS No. 22-09 SMALL FUNDS MEMBERS No. 15-09 TECHNOLOGY COMMITTEE No. 6-09 XBRL WORKING GROUP     RE: SEC ADOPTS RULES REQUIRING FUNDS TO SUBMIT RISK/RETURN SUMMARY...

    [23238]   February 6, 2009 TO: ACCOUNTING/TREASURERS MEMBERS No. 9-09 ETF ADVISORY COMMITTEE No. 3-09 SEC RULES MEMBERS No. 13-09 SMALL FUNDS MEMBERS No. 10-09 TECHNOLOGY COMMITTEE No. 4-09 XBRL WORKING GROUP     RE: SEC ADOPTS XBRL FINANCIAL STATEMENT TAGGING RULES FOR OPERATING...

    [23223]   January 29, 2009 TO: ACCOUNTING/TREASURERS MEMBERS No. 8-09 ETF ADVISORY COMMITTEE No. 2-09 SEC RULES MEMBERS No. 10-09 SMALL FUNDS MEMBERS No. 8-09 TECHNOLOGY COMMITTEE No. 3-09 XBRL WORKING GROUP     RE: SEC STAFF REPORT ON MODERNIZING THE SEC'S DISCLOSURE SYSTEM   The...

    [23197]   January 21, 2009 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 2-09 BOARD OF GOVERNORS No. 2-09 BROKER/DEALER ADVISORY COMMITTEE No. 5-09 ETF ADVISORY COMMITTEE No. 1-09 EXCHANGE-TRADED FUNDS (ETF) COMMITTEE No. 1-09...