ETF Advisory Content

    [24137]   February 17, 2010 TO: SEC RULES COMMITTEE No. 7-10 EQUITY MARKETS ADVISORY COMMITTEE No. 5-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-10 ETF ADVISORY COMMITTEE No. 5-10 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-10     RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL...

    [24117]   February 3, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 4-10 SEC RULES MEMBERS No. 15-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 11-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 2-10 ETF ADVISORY COMMITTEE No. 4-10 RISK MANAGEMENT COMMITTEE No. 4-10     RE: SEC...

    [24096]   January 25, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 1-10 SEC RULES MEMBERS No. 11-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 7-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 1-10 ETF ADVISORY COMMITTEE No. 3-10 SMALL FUNDS MEMBERS No. 7-10 RISK MANAGEMENT...

[24083]   January 14, 2010 TO: INVESTMENT COMPANY DIRECTORS No. 2-10 ETF ADVISORY COMMITTEE No. 2-10 SEC RULES MEMBERS No. 7-10 SMALL FUNDS MEMBERS No. 5-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 4-10     RE: IDC LETTER ON SEC PROPOSAL TO FACILITATE SHAREHOLDER DIRECTOR NOMINATIONS...

    [24077]   January 13, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-10 ETF ADVISORY COMMITTEE No. 1-10 SEC RULES COMMITTEE No. 2-10 SMALL FUNDS COMMITTEE No. 1-10     RE: SEC APPROVES NYSE AMEX PROPOSAL REGARDING BROKER VOTING ON ELECTIONS OF DIRECTORS AND INVESTMENT...

    [24036]   December 21, 2009 TO: BOARD OF GOVERNORS No. 9-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 65-09 COMPLIANCE MEMBERS No. 55-09 EQUITY MARKETS ADVISORY COMMITTEE No. 60-09 ETF ADVISORY COMMITTEE No. 43-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 13-09 FEDERAL LEGISLATION...

    [24023]   December 17, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-09 ETF ADVISORY COMMITTEE No. 42-09 SEC RULES COMMITTEE No. 73-09 SMALL FUNDS COMMITTEE No. 21-09     RE: COMMENT PERIOD ON PROXY ACCESS PROPOSAL RE-OPENED; COMMENTS DUE TO SEC ON JANUARY 19, 2010   The...

    [24000]   December 8, 2009 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 59-09 ETF ADVISORY COMMITTEE No. 41-09 SEC RULES MEMBERS No. 132-09     RE: SEC APPROVES AMENDMENTS TO NYSE CORPORATE GOVERNANCE REQUIREMENTS; JANUARY 1, 2010 EFFECTIVE DATE   The Securities and Exchange...

    [23973]   November 23, 2009 TO: SEC RULES MEMBERS No. 125-09 EQUITY MARKETS ADVISORY COMMITTEE No. 52-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-09 ETF ADVISORY COMMITTEE No. 40-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 55-09     RE: ICI COMMENT LETTER ON SEC FLASH ORDER...

    [23967]   November 20, 2009 TO: SEC RULES COMMITTEE No. 67-09 EQUITY MARKETS ADVISORY COMMITTEE No. 51-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-09 ETF ADVISORY COMMITTEE No. 39-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-09     RE: DRAFT ICI COMMENT LETTER ON SEC...