ETF Advisory Content

Filter Results By
Showing Results 451 - 460 of 585
ICI Default BG
Memo#
24259

Institute Testimony on Corporate Governance

    [24259]   April 23, 2010 TO: SEC RULES MEMBERS No. 36-10 ETF ADVISORY COMMITTEE No. 15-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 22-10 SMALL FUNDS MEMBERS No. 26-10 INVESTMENT COMPANY DIRECTORS No. 9-10     RE: INSTITUTE TESTIMONY ON CORPORATE GOVERNANCE   The House...
ICI Default BG
Memo#
24244

SEC Technical Updates to Support Risk/Return Summary Data in XBRL

    [24244]   April 16, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 13-10 COMPLIANCE MEMBERS No. 10-10 ETF ADVISORY COMMITTEE No. 14-10 SEC RULES MEMBERS No. 34-10 SMALL FUNDS MEMBERS No. 25-10 TECHNOLOGY COMMITTEE No. 4-10 XBRL WORKING GROUP     RE: SEC TECHNICAL UPDATES TO SUPPORT...
ICI Default BG
Memo#
24238

Draft ICI Comment Letter on SEC Concept Release on Equity Market Structure

    [24238]   April 15, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 13-10 SEC RULES COMMITTEE No. 17-10 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-10 ETF ADVISORY COMMITTEE No. 13-10 SMALL FUNDS COMMITTEE No. 4-10 RISK MANAGEMENT...
ICI Default BG
Memo#
24216

NASDAQ'S Revised Press Release Requirements

    [24216]   April 6, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 19-10 SEC RULES MEMBERS No. 29-10 ETF ADVISORY COMMITTEE No. 11-10     RE: NASDAQ'S REVISED PRESS RELEASE REQUIREMENTS   The Securities and Exchange Commission has approved changes to press release requirements...
ICI Default BG
Memo#
24210

ICI Comment Letter on SEC Proposal Relating to Market Access Arrangements

    [24210]   April 1, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 11-10 SEC RULES MEMBERS No. 28-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-10 ETF ADVISORY COMMITTEE No. 10-10 RISK MANAGEMENT COMMITTEE No. 7-10     RE: ICI...
ICI Default BG
Memo#
24198

SEC Staff Evaluating the Use of Derivatives by Funds

    [24198]   March 26, 2010 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 6-10 ETF ADVISORY COMMITTEE No. 9-10 SEC RULES MEMBERS No. 26-10 EQUITY MARKETS ADVISORY COMMITTEE No. 10-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 16-10 SMALL FUNDS MEMBERS No. 20-10     RE: SEC STAFF...