ETF Advisory Content

  [24773]   December 9, 2010 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 53-10 BROKER/DEALER ADVISORY COMMITTEE No. 61-10 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 28-10 ETF ADVISORY COMMITTEE No. 53-10 EQUITY MARKETS ADVISORY COMMITTEE No. 51-10 FIXED-INCOME ADVISORY...

[24777] December 9, 2010 TO: BOARD OF GOVERNORS No. 12-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 69-10 ETF ADVISORY COMMITTEE No. 54-10 INVESTMENT COMPANY DIRECTORS No. 30-10 SEC RULES MEMBERS No. 134-10 SMALL FUNDS MEMBERS No. 81-10 RE: ICI/IDC FILE AMICI BRIEF WITH DC COURT OF...

  [24751]   November 30, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 67-10 ETF ADVISORY COMMITTEE No. 52-10 EQUITY MARKETS ADVISORY COMMITTEE No. 50-10 FIXED-INCOME ADVISORY COMMITTEE No. 33-10 SEC RULES MEMBERS No. 129-10 SMALL FUNDS COMMITTEE No. 25-10 RE: ICI COMMENT LETTER...

  [24737]   November 26, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-10 ETF ADVISORY COMMITTEE No. 51-10 EQUITY MARKETS ADVISORY COMMITTEE No. 48-10 FIXED-INCOME ADVISORY COMMITTEE No. 32-10 SEC RULES COMMITTEE No. 58-10 SMALL FUNDS COMMITTEE No. 23-10 RE: CFTC ISSUES...

  [24710]   November 15, 2010 TO: SEC RULES MEMBERS No. 122-10 EQUITY MARKETS ADVISORY COMMITTEE No. 45-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 60-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 32-10 ETF ADVISORY COMMITTEE No. 50-10 RE: SEC EXTENDS COMPLIANCE DATE FOR RULES UNDER...

  [24709]   November 15, 2010 TO: SEC RULES MEMBERS No. 121-10 EQUITY MARKETS ADVISORY COMMITTEE No. 44-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 59-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 31-10 ETF ADVISORY COMMITTEE No. 49-10 RE: ICI LETTER ON FSOC REQUEST FOR INFORMATION ON...

[24640] October 21, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 54-10 ETF ADVISORY COMMITTEE No. 48-10 EQUITY MARKETS ADVISORY COMMITTEE No. 40-10 FIXED-INCOME ADVISORY COMMITTEE No. 22-10 SEC RULES MEMBERS No. 106-10 RE: CFTC AND SEC PROPOSE RULES TO MITIGATE CONFLICTS OF...

  [24637]   October 21, 2010 TO: SEC RULES MEMBERS No. 105-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 53-10 SMALL FUNDS MEMBERS No. 61-10 OPERATIONS MEMBERS No. 14-10 ETF ADVISORY COMMITTEE No. 47-10 RE: ICI COMMENT LETTER ON SEC CONCEPT RELEASE ON PROXY SYSTEM   In July, the...

[24640] October 21, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 54-10 ETF ADVISORY COMMITTEE No. 48-10 EQUITY MARKETS ADVISORY COMMITTEE No. 40-10 FIXED-INCOME ADVISORY COMMITTEE No. 22-10 SEC RULES MEMBERS No. 106-10 RE: CFTC AND SEC PROPOSE RULES TO MITIGATE CONFLICTS OF...

  [24625]   October 18, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 52-10 ETF ADVISORY COMMITTEE No. 46-10 SEC RULES MEMBERS No. 104-10 RE: ICI LETTER ON NFA PETITION TO NARROW CFTC RULE 4.5 EXCLUSION FOR REGISTERED INVESTMENT COMPANIES   The Commodity Futures Trading...