ETF Advisory Content

  [25128] April 20, 2011 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-11 ETF ADVISORY COMMITTEE No. 26-11 INTERNATIONAL COMMITTEE No. 8-11 SEC RULES COMMITTEE No. 36-11 RE: FSB ISSUES NOTE ON “POTENTIAL FINANCIAL STABILITY ISSUES ARISING FROM RECENT TRENDS IN EXCHANGE-TRADED FUNDS...

[25109] April 15, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-11 ETF ADVISORY COMMITTEE No. 25-11 SEC RULES COMMITTEE No. 34-11 RE: ICI DRAFT LETTER ON SEC PROPOSAL REGARDING LISTING STANDARDS FOR COMPENSATION COMMITTEES; YOUR COMMENTS REQUESTED BY APRIL 26TH   As we...

  [25107] April 14, 2011 TO: BOARD OF GOVERNORS No. 2-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 33-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 24-11 FIXED-INCOME ADVISORY COMMITTEE No. 31-11 SEC RULES MEMBERS No. 50-11 SMALL FUNDS MEMBERS No. 31-11 RE: ICI...

  [25079] April 11, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-11 ETF ADVISORY COMMITTEE No. 23-11 EQUITY MARKETS ADVISORY COMMITTEE No. 19-11 SEC RULES COMMITTEE No. 31-11 RE: SEC PUBLISHES LIMIT UP-LIMIT DOWN PROPOSAL   The...

[25070]   April 6, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 22-11 FIXED-INCOME ADVISORY COMMITTEE No. 30-11 SEC RULES COMMITTEE No. 28-11 SMALL FUNDS COMMITTEE No. 12-11 RE: DRAFT ICI LETTER ON CFTC...

  [25065] April 5, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-11 ETF ADVISORY COMMITTEE No. 21-11 SEC RULES COMMITTEE No. 27-11 RE: SEC PROPOSAL REGARDING LISTING STANDARDS FOR COMPENSATION COMMITTEES; YOUR COMMENTS REQUESTED BY APRIL 13TH   The Securities and Exchange...

  [24989] February 24, 2011 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-11 ETF ADVISORY COMMITTEE No. 20-11 EQUITY MARKETS ADVISORY COMMITTEE No. 18-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-11 SEC RULES MEMBERS No. 38-11 INVESTMENT COMPANY DIRECTORS No. 5-11 RE: CFTC-SEC...

[24987] February 23, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 25-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 19-11 EQUITY MARKETS ADVISORY COMMITTEE No. 17-11 FIXED-INCOME ADVISORY COMMITTEE No. 25-11 SEC RULES MEMBERS No. 37-11 SMALL FUNDS MEMBERS...

[24970] February 17, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 18-11 EQUITY MARKETS ADVISORY COMMITTEE No. 16-11 FIXED-INCOME ADVISORY COMMITTEE No. 22-11 SEC RULES COMMITTEE No. 16-11 SMALL FUNDS...

[24969] February 17, 2011 TO: SEC RULES MEMBERS No. 34-11 EQUITY MARKETS ADVISORY COMMITTEE No. 15-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-11 ETF ADVISORY COMMITTEE No. 17-11 RE: SEC AMENDS RULES OF PRACTICE FOR SRO RULE FILINGS  ...