ETF Advisory Content

  [25254] June 7, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 42-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 15-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 17-11 ETF ADVISORY COMMITTEE No. 36-11 EQUITY MARKETS ADVISORY COMMITTEE No. 29-11 FIXED-INCOME ADVISORY COMMITTEE No...

  [25230] May 31, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-11 ETF ADVISORY COMMITTEE No. 35-11 SEC RULES MEMBERS No. 60-11 RE: ICI LETTER ON SEC PROPOSAL REGARDING LISTING STANDARDS FOR COMPENSATION COMMITTEES   As we previously informed you, the Securities and Exchange...

  [25200] May 19, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 24-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15-11 ETF ADVISORY COMMITTEE No. 34-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-11 SEC RULES COMMITTEE No. 51-11 DERIVATIVES MARKETS ADVISORY COMMITTEE RE: SEC SHORT...

[25189] May 17, 2011 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 14-11 ETF ADVISORY COMMITTEE No. 32-11 INTERNATIONAL MEMBERS No. 15-11 SEC RULES MEMBERS No. 55-11 RE: ICI COMMENT LETTER ON FSB NOTE ON "POTENTIAL FINANCIAL STABILITY ISSUES ARISING FROM RECENT TRENDS IN EXCHANGE...

[25191] May 17, 2011 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 26-11 BROKER/DEALER ADVISORY COMMITTEE No. 25-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-11 ETF ADVISORY COMMITTEE No. 33-11 EQUITY MARKETS ADVISORY COMMITTEE No. 23-11 FIXED-INCOME ADVISORY COMMITTEE...

[25185] May 12, 2011 TO: BROKER/DEALER ADVISORY COMMITTEE No. 24-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 36-11 ETF ADVISORY COMMITTEE No. 31-11 SEC RULES MEMBERS No. 54-11 SMALL FUNDS MEMBERS No. 35-11 RE: FINRA SEEKS TO ADOPT AMENDMENTS TO CASH COMPENSATION AND REVENUE SHARING...

[25177] May 9, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 13-11 ETF ADVISORY COMMITTEE No. 30-11 EQUITY MARKETS ADVISORY COMMITTEE No. 22-11 FIXED-INCOME ADVISORY COMMITTEE No. 37-11 SEC...

[25178] May 9, 2011 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-11 ETF ADVISORY COMMITTEE No. 29-11 INTERNATIONAL COMMITTEE No. 10-11 SEC RULES COMMITTEE No. 43-11 RE: DRAFT ICI COMMENT LETTER ON FSB NOTE ON “POTENTIAL FINANCIAL STABILITY ISSUES ARISING FROM RECENT TRENDS IN...

[25164] May 4, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-11 ETF ADVISORY COMMITTEE No. 28-11 EQUITY MARKETS ADVISORY COMMITTEE No. 20-11 FIXED-INCOME ADVISORY COMMITTEE No. 34-11 SEC...

  [25159] May 2, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 34-11 ETF ADVISORY COMMITTEE No. 27-11 SEC RULES MEMBERS No. 52-11 RE: ICI LETTER ON SEC PROPOSAL REGARDING LISTING STANDARDS FOR COMPENSATION COMMITTEES   As we previously informed you, the Securities and Exchange...