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ICI Default BG
Memo#
25319

ICI Statement for the Record on Development of Swap Execution Facilities

[25319] July 8, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 51-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 28-11 ETF ADVISORY COMMITTEE No. 45-11 EQUITY MARKETS ADVISORY COMMITTEE No. 42-11 SEC RULES MEMBERS No. 82-11 SMALL...
ICI Default BG
Memo#
25297

ICI Letter on SEC Short Sale Reporting Study

  [25297] June 23, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 49-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 25-11 ETF ADVISORY COMMITTEE No. 43-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 23-11 EQUITY MARKETS ADVISORY COMMITTEE No. 39-11 SEC RULES MEMBERS No. 77-11 RE: ICI...
ICI Default BG
Memo#
25295

ICI Letter on "Limit Up-Limit Down" Proposal

[25295] June 22, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 48-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-11 ETF ADVISORY COMMITTEE No. 42-11 EQUITY MARKETS ADVISORY COMMITTEE No. 38-11 SEC RULES MEMBERS No. 75-11 RE: ICI LETTER ON "LIMIT UP-LIMIT DOWN" PROPOSAL   Earlier...
ICI Default BG
Memo#
25289

Draft ICI Letter on "Limit Up-Limit Down" Proposal

[25289] June 20, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 22-11 ETF ADVISORY COMMITTEE No. 40-11 EQUITY MARKETS ADVISORY COMMITTEE No. 36-11 SEC RULES COMMITTEE No. 62-11 RE: DRAFT ICI LETTER ON “LIMIT UP-LIMIT DOWN” PROPOSAL...
ICI Default BG
Memo#
25290

Draft ICI Letter on SEC Short Sale Reporting Study

[25290] June 20, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 23-11 ETF ADVISORY COMMITTEE No. 41-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 22-11 EQUITY MARKETS ADVISORY COMMITTEE No. 37-11 SEC RULES COMMITTEE No. 63-11 RE...
ICI Default BG
Memo#
25276

ICI Letter Regarding Phase In Schedule for Swaps Rules

  [25276] June 14, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 46-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 20-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 20-11 ETF ADVISORY COMMITTEE No. 38-11 EQUITY MARKETS ADVISORY COMMITTEE No. 34-11 SEC RULES MEMBERS No. 70-11 SMALL...