ETF Advisory Content

[24968] February 16, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 14-11 INTERNATIONAL MEMBERS No. 6-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 5-11 SEC RULES MEMBERS No. 33-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 6-11 ETF ADVISORY COMMITTEE No. 16-11 CLOSED-END INVESTMENT...

[24951] February 8, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 15-11 EQUITY MARKETS ADVISORY COMMITTEE No. 13-11 FIXED-INCOME ADVISORY COMMITTEE No. 19-11 SEC RULES COMMITTEE No. 15-11 RE: ICI LETTER ON...

[24946] February 4, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 12-11 INTERNATIONAL MEMBERS No. 5-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 4-11 SEC RULES MEMBERS No. 28-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 5-11 ETF ADVISORY COMMITTEE No. 13-11 CLOSED-END INVESTMENT...

[24947] February 4, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-11 ETF ADVISORY COMMITTEE No. 14-11 SEC RULES COMMITTEE No. 14-11 SMALL FUNDS COMMITTEE No. 8-11 RE: CFTC PROPOSES TO NARROW RULE 4.5 EXCLUSION FOR REGISTERED INVESTMENT COMPANIES; CONFERENCE CALL ON FEBRUARY...

  [24939] February 3, 2011 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 9-11 BROKER/DEALER ADVISORY COMMITTEE No. 8-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-11 ETF ADVISORY COMMITTEE No. 12-11 EQUITY MARKETS ADVISORY COMMITTEE No. 11-11 FIXED-INCOME ADVISORY...

  [24931] February 2, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 16-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 11-11 EQUITY MARKETS ADVISORY COMMITTEE No. 10-11 FIXED-INCOME ADVISORY COMMITTEE No. 15-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 9-11...

  [24929] February 1, 2011 TO: SEC RULES MEMBERS No. 25-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 14-11 ETF ADVISORY COMMITTEE No. 10-11 SMALL FUNDS MEMBERS No. 14-11 INVESTMENT COMPANY DIRECTORS No. 4-11 RE: UPDATE ON COURT CHALLENGE TO SEC'S PROXY ACCESS RULES   As we previously...

  [24902] January 24, 2011 TO: SEC RULES MEMBERS No. 17-11 EQUITY MARKETS ADVISORY COMMITTEE No. 9-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 10-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 4-11 ETF ADVISORY COMMITTEE No. 9-11 RE: FSOC STUDY AND RECOMMENDATIONS ON VOLCKER RULE   The...

[24898] January 21, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-11 ETF ADVISORY COMMITTEE No. 8-11 EQUITY MARKETS ADVISORY COMMITTEE No. 8-11 FIXED-INCOME ADVISORY COMMITTEE No. 10-11 SEC RULES MEMBERS No. 16-11 SMALL FUNDS MEMBERS No. 10-11 RE: CFTC ADOPTS INTERIM FINAL...

  [24893] January 20, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-11 ETF ADVISORY COMMITTEE No. 7-11 EQUITY MARKETS ADVISORY COMMITTEE No. 7-11 FIXED-INCOME ADVISORY COMMITTEE No. 8-11 INTERNATIONAL COMMITTEE No. 3-11...