ETF Advisory Content

  [24623]   October 18, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 51-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-10 ETF ADVISORY COMMITTEE No. 45-10 EQUITY MARKETS ADVISORY COMMITTEE No. 39-10 FIXED-INCOME ADVISORY COMMITTEE No. 21-10 SEC RULES MEMBERS No. 103-10 RE: CFTC...

[24609] October 14, 2010 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 29-10 ETF ADVISORY COMMITTEE No. 44-10 EQUITY MARKETS ADVISORY COMMITTEE No. 38-10 FIXED-INCOME ADVISORY COMMITTEE No. 20-10 INTERNATIONAL MEMBERS No. 22-10 SEC RULES MEMBERS No. 101-10 RE: EU PROPOSES REGULATION...

[24589] October 8, 2010 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 28-10 ETF ADVISORY COMMITTEE No. 42-10 EQUITY MARKETS ADVISORY COMMITTEE No. 37-10 INVESTMENT COMPANY DIRECTORS No. 23-10 SEC RULES MEMBERS No. 99-10 RE: CFTC/SEC STAFF REPORT REGARDING MARKET EVENTS OF MAY 6, 2010...

  [24600]   October 8, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-10 ETF ADVISORY COMMITTEE No. 43-10 SEC RULES COMMITTEE No. 40-10 RE: DRAFT LETTER ON NFA PETITION TO NARROW CFTC RULE 4.5 EXCLUSION FOR INVESTMENT COMPANIES; COMMENTS DUE TO ICI BY OCTOBER 14   The...

    [24588]   October 7, 2010 TO: ETF ADVISORY COMMITTEE No. 41-10 FEDERAL LEGISLATION MEMBERS No. 8-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 47-10 SEC RULES MEMBERS No. 97-10 RE: COUNCIL OF FINANCIAL REGULATORS REQUESTS COMMENT ON DESIGNATING NONBANK FIRMS FOR HEIGHTENED...

  [24581]   October 6, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 49-10 ETF ADVISORY COMMITTEE No. 40-10 INVESTMENT COMPANY DIRECTORS No. 22-10 SEC RULES MEMBERS No. 94-10 SMALL FUNDS MEMBERS No. 55-10 RE: SEC STAYS PROXY ACCESS RULES PENDING COURT REVIEW   As we previously...

  [24551]   September 22, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 47-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 27-10 ETF ADVISORY COMMITTEE No. 39-10 EQUITY MARKETS ADVISORY COMMITTEE No. 35-10 FIXED-INCOME ADVISORY COMMITTEE No. 18-10 MUNICIPAL SECURITIES ADVISORY...

[24545]   September 15, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 26-10 ETF ADVISORY COMMITTEE No. 38-10 EQUITY MARKETS ADVISORY COMMITTEE No. 34-10 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 36-10 FIXED-INCOME ADVISORY...

    [24533]   September 9, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 46-10 ETF ADVISORY COMMITTEE No. 37-10 INVESTMENT COMPANY DIRECTORS No. 20-10 SEC RULES MEMBERS No. 88-10 SMALL FUNDS MEMBERS No. 50-10 RE: SEC ADOPTS RULES FACILITATING SHAREHOLDER DIRECTOR NOMINATIONS  ...

[24502]   August 19, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 44-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 25-10 ETF ADVISORY COMMITTEE No. 36-10 EQUITY MARKETS ADVISORY COMMITTEE No. 33-10 SEC RULES MEMBERS No. 83-10 RE: SEC AND CFTC SEEK COMMENT ON DEFINITIONS RELATED...