ETF Advisory Content

[25577] October 24, 2011 TO: ACCOUNTING/TREASURERS COMMITTEE No. 16-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 48-11 CHIEF COMPLIANCE OFFICER COMMITTEE No. 15-11 COMPLIANCE ADVISORY COMMITTEE No. 5-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41-11 ETF (EXCHANGE-TRADED FUNDS)...

[25546] October 7, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 60-11 INTERNATIONAL MEMBERS No. 48-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 16-11 SEC RULES MEMBERS No. 121-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 43-11 ETF ADVISORY COMMITTEE No. 65-11 CLOSED-END INVESTMENT...

[25540] October 5, 2011 TO: INTERNATIONAL MEMBERS No. 46-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 42-11 ETF ADVISORY COMMITTEE No. 64-11 RE: ICI LETTER ON ESMA’S POLICY ORIENTATIONS ON GUIDELINES FOR UCITS ETFS AND STRUCTURED UCITS   On September 30, 2011, the Institute submitted...

  [25513] September 22, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 71-11 ETF ADVISORY COMMITTEE No. 63-11 INVESTMENT COMPANY DIRECTORS No. 16-11 SEC RULES MEMBERS No. 114-11 SMALL FUNDS MEMBERS No. 60-11 RE: SEC ANNOUNCES EFFECTIVE DATE OF RULE 14A-8 AMENDMENTS   The...

  [25456] September 1, 2011 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 43-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 35-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 41-11 ETF ADVISORY COMMITTEE No. 62-11 SEC RULES COMMITTEE No. 75-11...

[25455] September 1, 2011 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 40-11 ETF ADVISORY COMMITTEE No. 61-11 INTERNATIONAL COMMITTEE No. 23-11 RE: MEMBER CALL AND ESMA DISCUSSION PAPER: POLICY ORIENTATIONS ON GUIDELINES FOR UCITS ETFS AND STRUCTURED ETFS   On July 22, 2011, the...

[25428] August 22, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 55-11 SEC RULES MEMBERS No. 104-11 INTERNATIONAL MEMBERS No. 37-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 15-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 38-11 ETF ADVISORY COMMITTEE No. 59-11 CLOSED-END INVESTMENT...

[25430] August 22, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 41-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 33-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 39-11 ETF ADVISORY COMMITTEE No. 60-11 EQUITY MARKETS ADVISORY COMMITTEE No. 56-11 SEC RULES COMMITTEE No. 72-11 RE...

[25411] August 15, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 54-11 INTERNATIONAL MEMBERS No. 36-11 SEC RULES MEMBERS No. 102-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 37-11 ETF ADVISORY COMMITTEE No. 58-11 RE: ESMA STATEMENT AND INFORMATION REGARDING SHORT SELLING BANS IN...

  [25408] August 12, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 53-11 INTERNATIONAL MEMBERS No. 35-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 13-11 SEC RULES MEMBERS No. 101-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 36-11 ETF ADVISORY COMMITTEE No. 57-11 CLOSED-END INVESTMENT...