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26288

ICI Testimony for Congressional Hearing on Impact of Dodd-Frank Act

[26288] July 11, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 28-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-12 ETF ADVISORY COMMITTEE No. 23-12 EQUITY MARKETS ADVISORY COMMITTEE No. 14-12 FIXED-INCOME ADVISORY COMMITTEE No...
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Memo#
26284

ICI, Chamber File Reply Brief in Lawsuit Challenging Amendments to Rule 4.5

[26284] July 3, 2012 TO: BOARD OF GOVERNORS No. 8-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 38-12 COMPLIANCE MEMBERS No. 11-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 27-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 23-12 ETF ADVISORY COMMITTEE No. 22-12 FIXED-INCOME ADVISORY...
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Memo#
26278

ICI Testimony for Congressional Hearing on Market Structure Issues

  [26278] June 29, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 13-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 22-12 ETF ADVISORY COMMITTEE No. 21-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 37-12 SEC RULES MEMBERS No. 56-12...
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Memo#
26275

ICI Comment Letter on IOSCO Consultation on ETFs

[26275] June 28, 2012 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 21-12 ETF ADVISORY COMMITTEE No. 20-12 INTERNATIONAL COMMITTEE No. 21-12 RE: ICI COMMENT LETTER ON IOSCO CONSULTATION ON ETFS   As we previously informed you, [1] in March 2012, the Technical Committee of the...
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Memo#
26253

SEC Adopts Listing Standards for Compensation Committees

[26253] June 21, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 35-12 ETF ADVISORY COMMITTEE No. 19-12 SEC RULES MEMBERS No. 54-12 RE: SEC ADOPTS LISTING STANDARDS FOR COMPENSATION COMMITTEES   On June 20, 2012, the Securities and Exchange Commission (“SEC”) adopted a new rule and...
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Memo#
26249

Draft Comment Letter on IOSCO Consultation on ETFs

[26249] June 20, 2012 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 20-12 ETF ADVISORY COMMITTEE No. 18-12 INTERNATIONAL COMMITTEE No. 18-12 RE: DRAFT COMMENT LETTER ON IOSCO CONSULTATION ON ETFs   In March 2012, the Technical Committee of the International Organization of Securities...
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Memo#
26234

Institute Letter on European Commisson's Green Paper on Shadow Banking

[26234] June 12, 2012 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 18-12 ETF ADVISORY COMMITTEE No. 16-12 INTERNATIONAL MEMBERS No. 23-12 ICI GLOBAL MEMBERS MONEY MARKET FUNDS ADVISORY COMMITTEE No. 41-12 SEC RULES COMMITTEE No. 37-12 RE: INSTITUTE LETTER ON EUROPEAN COMMISSON'S...